0001261654-22-000095.txt : 20220919 0001261654-22-000095.hdr.sgml : 20220919 20220919162558 ACCESSION NUMBER: 0001261654-22-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220915 FILED AS OF DATE: 20220919 DATE AS OF CHANGE: 20220919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mason Sonia Claire CENTRAL INDEX KEY: 0001821986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 221250876 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wf-form4_166361914459834.xml FORM 4 X0306 4 2022-09-15 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001821986 Mason Sonia Claire 4225 E. WINDROSE DRIVE SUITE 200 PHOENIX AZ 85032 0 1 0 0 Chief Human Resources Officer Common Stock, $0.0001 par value 2022-09-15 4 M 0 1919 0 A 7120 D Common Stock, $0.0001 par value 2022-09-15 4 F 0 531 6.50 D 6589 D Common Stock, $0.0001 par value 2022-09-15 4 F 0 137 6.50 D 6452 D Restricted Stock Units 2022-09-15 4 M 0 1919 0 D Common Stock, $0.0001 par value 1919.0 1919 D Each restricted stock unit represents a contingent right to receive one share of Common Stock. Shares withheld to satisfy tax liability for the vesting of performance units granted on 9/15/2020. On September 15, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. /s/ Christopher Kevane, attorney-in-fact for Sonia Claire Mason 2022-09-19