0001261654-22-000002.txt : 20220111 0001261654-22-000002.hdr.sgml : 20220111 20220111173613 ACCESSION NUMBER: 0001261654-22-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220107 FILED AS OF DATE: 20220111 DATE AS OF CHANGE: 20220111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Troy R CENTRAL INDEX KEY: 0001789633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 22524846 MAIL ADDRESS: STREET 1: 16220 N SCOTTSDALE RD STREET 2: SUITE 500 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wf-form4_164194055914504.xml FORM 4 X0306 4 2022-01-07 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001789633 Anderson Troy R 4225 E. WINDROSE DRIVE SUITE 200 PHOENIX AZ 85032 0 1 0 0 EVP and CFO Common Stock, $0.0001 par value 2022-01-07 4 M 0 10222 0 A 24127 D Common Stock, $0.0001 par value 2022-01-07 4 F 0 3553 7.75 D 20574 D Restricted Stock Units 2022-01-07 4 M 0 10222 0 A Common Stock, $0.0001 par value 10222.0 10222 D Each restricted stock unit represents a contingent right to receive one share of Common Stock. On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. /s/ Christopher Kevane, attorney-in-fact for Troy R. Anderson 2022-01-11