0001261654-21-000002.txt : 20210113 0001261654-21-000002.hdr.sgml : 20210113 20210113170747 ACCESSION NUMBER: 0001261654-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210111 FILED AS OF DATE: 20210113 DATE AS OF CHANGE: 20210113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grant Jerome Alan CENTRAL INDEX KEY: 0001723537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 21526752 MAIL ADDRESS: STREET 1: 16220 N. SCOTTSDALE RD., SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wf-form4_161057565227326.xml FORM 4 X0306 4 2021-01-11 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001723537 Grant Jerome Alan 4225 E. WINDROSE DRIVE SUITE 200 PHOENIX AZ 85032 0 1 0 0 Chief Executive Officer Common Stock, $0.0001 par value 2021-01-11 4 M 0 23569 0 A 82782 D Common Stock, $0.0001 par value 2021-01-11 4 F 0 10889 6.41 D 71893 D Restricted Stock Units 2021-01-11 4 M 0 23569 0 D Common Stock, $0.0001 par value 23569.0 142959 D Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. Each restricted stock unit represents a contingent right to receive one share of Common Stock. Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 1/7/2020. The restricted stock units vest in three equal annual installments beginning on 1/7/2021. /s/ Jerome Grant, by Brian Udall, as Attorney-in-Fact 2021-01-13