0000950170-24-015539.txt : 20240214 0000950170-24-015539.hdr.sgml : 20240214 20240214203023 ACCESSION NUMBER: 0000950170-24-015539 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 24641650 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Coliseum Capital Management, LLC CENTRAL INDEX KEY: 0001409751 ORGANIZATION NAME: IRS NUMBER: 223918079 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 105 ROWAYTON AVENUE CITY: ROWAYTON STATE: CT ZIP: 06853 BUSINESS PHONE: 203-883-0100 MAIL ADDRESS: STREET 1: 105 ROWAYTON AVENUE CITY: ROWAYTON STATE: CT ZIP: 06853 144 1 primary_doc.xml 144 0001409751 XXXXXXXX LIVE 0001261654 Universal Technical Institute, Inc. 001-31923 4225 East Windrose Drive Suite 200 Phoenix AZ 85032 623-445-9500 Coliseum Capital Management, LLC Owner Director Common Stock Morgan Stanley & Co. LLC
1585 Broadway New York NY 10036
3956427 62036775.36 53732017 02/14/2024 NYSE
Common Stock 06/24/2016 Purchases directly from Issuer and Open Market Purchases Issuer and Open Market Purchases N 3956427 06/24/2016 Cash Y The securities referred to in this Form 144 are held directly by (a) Coliseum Capital Partners, L.P., an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM. Christopher Shackelton and Adam Gray are managers of and have an ownership interest in each of CCM and CC. Christopher Shackelton is a director of the Issuer. Regarding the "Securities To Be Sold" table, the dates of acquisition and the dates of payment varied (and included purchases of Series A Preferred Stock that converted into Common Stock), with purchases commencing on June 24, 2016. 02/14/2024 Chivonne Cassar, as Attorney-in-Fact