0001261467-17-000010.txt : 20170331 0001261467-17-000010.hdr.sgml : 20170331 20170331081334 ACCESSION NUMBER: 0001261467-17-000010 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SG AMERICAS SECURITIES, LLC CENTRAL INDEX KEY: 0001261467 IRS NUMBER: 300195590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04522 FILM NUMBER: 17728032 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-278-5004 MAIL ADDRESS: STREET 1: 245 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10167 MA-I/A 1 primary_doc.xml MA-I/A 0001261467 XXXXXXXX Isabel Hernandez 212-278-5982 isabel.hernandez@sgcib.com caroline.thomas@sgcib.com N Y Max Wiremu Fennell Prisk 006554574 N 1 0001261467 SG AMERICAS SECURITIES, LLC 07-20-2015 N 867-00824 LOCATED SUPERVISED 07-20-2015 245 PARK AVENUE NEW YORK NY 10167 07-2015 SG AMERICAS SECURITIES LLC NEW YORK NY 10167 Y N ASSOCIATE 10-2013 04-2015 CAPELLA CAPITAL SYDNEY C3 2000 N Y ANALYST 01-2012 08-2013 MACQUARIE BANK LIMITED SYDNEY C3 2000 N Y ANALYST 01-2010 12-2011 MONASH UNIVERSITY MELBOURNE C3 3145 N N TEACHING ASSOCIATE 08-2009 06-2010 MELBOURNE CRICKET CLUB MELBOURNE C3 30002 N N BARTENDER 01-2000 01-2010 VARIOUS (HIGH SCHOOL UNIVERSITY) AUCKLAND, MELBOURNE Q2 3000 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-30-2017 JAMES HUBBERT CHIEF COMPLIANCE MEETING