8-K 1 d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) November 14, 2008

 

 

SUMMIT FINANCIAL SERVICES GROUP, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Florida   333-108818   05-0577932

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)

 

980 North Federal Highway

Suite 310

Boca Raton, Florida

  33432
(Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code (561) 338-2800

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01 Other Events.

On November 14, 2008, the Registrant issued the press release attached hereto as Exhibit 99.1, regarding its results for the three-months and nine-months ended September 30, 2008.

 

Item 9.01. Exhibits.

 

Exhibit No.

 

Item

99.1   Press Release dated November 14, 2008

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    SUMMIT FINANCIAL SERVICES GROUP, INC.
   

(Registrant)

Date: November 14, 2008    

/s/ Marshall T. Leeds

    Marshall T. Leeds
    Chairman and Chief Executive Officer

 

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