8-K 1 d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


FORM 8-K

 


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 1, 2007

 


THE FRONTIER FUND

BALANCED SERIES; GRAHAM SERIES; WINTON SERIES; CAMPBELL/GRAHAM SERIES;

CURRENCY SERIES; DUNN SERIES; LONG ONLY COMMODITY SERIES;

LONG/SHORT COMMODITY SERIES; MANAGED FUTURES INDEX SERIES

(Exact Name of Issuer as Specified in Charter)

 


 

Delaware   000-51274   38-6815533

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification No.)

c/o Equinox Fund Management, LLC

1660 Lincoln Street, Suite 100

Denver, Colorado

(Address of principal executive offices)

80264

(Zip code)

(303) 837-0600

(Registrant’s telephone number, including area code)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 8.01. Other Events.

On March 13, 2007, Equinox Fund Management, LLC (the “Managing Owner”), the managing owner of The Frontier Fund (the “Registrant”), announced enhancements to senior management, reflecting the Managing Owner’s growing size, maturity and sophistication. Effective as of March 1, 2007, Richard E. Bornhoft became Chairman of the Board and Chief Investment Officer of the Managing Owner, responsible for the critical research and asset allocation functions of the Managing Owner. Replacing him as President and Chief Executive Officer is Robert J. Enck, who will lead the operational and management duties of the Managing Owner and the Registrant.

The incoming President and CEO, Robert Enck, comes to the Managing Owner with substantial senior level management experience, mostly in the health care industry, which, like financial services, is a highly-regulated field. His impressive management and entrepreneurial skills have been honed with large companies such as Bristol-Myers Squibb and also fast-growing venture-funded organizations. Most recently, he served as Senior Managing Director with The Hermes Group LLC, a merchant banking and corporate advisory firm providing strategic advisory services including interim executive management, business valuations, and acquisition and divestiture services.

Mr. Enck holds a BS degree in Natural Sciences from St. John’s University, Collegeville, MN and an MBA in Management from the University of St. Thomas, St. Paul, MN.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007

       
    The Frontier Fund  
    (Registrant)  
    By:  

/s/ Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund

 


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007

       
    Balanced Series,  
   

a Series of The Frontier Fund

(Registrant)

 
    By:  

/s/ Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund

 


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007

       
    Graham Series,  
   

a Series of The Frontier Fund

(Registrant)

 
    By:  

/s/ Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund

 


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007

       
    Winton Series,  
   

a Series of The Frontier Fund

(Registrant)

 
    By:  

/s/ Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund

 


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007        
    Campbell/Graham Series,  
   

a Series of The Frontier Fund

(Registrant)

 
    By:  

/s/ Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund

 


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007

       
    Currency Series,  
   

a Series of The Frontier Fund

(Registrant)

 
    By:  

/s/Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund

 


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007

       
    Dunn Series,  
   

a Series of The Frontier Fund

(Registrant)

 
    By:  

/s/ Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund

 


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007

       
    Long Only Commodity Series,  
   

a Series of The Frontier Fund

(Registrant)

 
    By:  

/s/ Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund

 


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007

       
    Long/Short Commodity Series,  
   

a Series of The Frontier Fund

(Registrant)

 
    By:  

/s/ Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund

 


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 27, 2007

       
    Managed Futures Index Series,  
   

a Series of The Frontier Fund

(Registrant)

 
    By:  

/s/ Robert J. Enck

 
      Robert J. Enck  
     

President and Chief Executive Officer of

Equinox Fund Management, LLC, the

Managing Owner of The Frontier Fund