0001172661-17-000987.txt : 20170510 0001172661-17-000987.hdr.sgml : 20170510 20170509205550 ACCESSION NUMBER: 0001172661-17-000987 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170509 EFFECTIVENESS DATE: 20170510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 17828227 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 03-31-2017 03-31-2017 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F COMBINATION REPORT 028-11701 0000804328 028-15384 QUALCOMM INC/DE N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 05-09-2017 0 10 122066 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 11884 459534 SH SOLE 459534 0 0 CIT GROUP INC COM NEW 125581801 3775 87960 SH SOLE 87960 0 0 ENBRIDGE INC NOTE 6.000% 1/1 29250NAN5 15169 15000000 PRN SOLE 15000000 0 0 HSBC HLDGS PLC NOTE 6.875%12/3 404280BC2 19958 18740000 PRN SOLE 18740000 0 0 KINDER MORGAN INC DEL COM 49456B101 17225 792300 SH SOLE 792300 0 0 KINDER MORGAN INC DEL PFD SER A 49456B200 6610 135000 SH SOLE 135000 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 221 8400 SH SOLE 8400 0 0 STANDARD CHARTERED PLC DEBT 7.500%12/3 G84228CQ9 28650 27735000 PRN SOLE 27735000 0 0 STANDARD CHARTERED PLC DEBT 7.750%12/3 G84228CX4 18025 17500000 PRN SOLE 17500000 0 0 WMIH CORP COM 92936P100 549 391952 SH SOLE 391952 0 0