0001172661-17-000591.txt : 20170214
0001172661-17-000591.hdr.sgml : 20170214
20170214065059
ACCESSION NUMBER: 0001172661-17-000591
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC
CENTRAL INDEX KEY: 0001261239
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11701
FILM NUMBER: 17602298
BUSINESS ADDRESS:
STREET 1: 301 E. COLORADO BLVD
STREET 2: SUITE 720
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: 6267957300
MAIL ADDRESS:
STREET 1: 301 E. COLORADO BLVD
STREET 2: SUITE 720
CITY: PASADENA
STATE: CA
ZIP: 91101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001261239
XXXXXXXX
12-31-2016
12-31-2016
false
FLAHERTY & CRUMRINE INC
301 E. Colorado Blvd
Suite 720
Pasadena
CA
91101
13F COMBINATION REPORT
028-11701
0000804328
028-15384
QUALCOMM INC/DE
N
Chad C. Conwell
Executive Vice President and Chief Compliance Officer
626-795-7300
/s/ Chad C. Conwell
Pasadena
CA
02-14-2017
0
10
115059
INFORMATION TABLE
2
infotable.xml
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
11813
462524
SH
SOLE
462524
0
0
BARCLAYS BANK PLC
SP ADR 7.1%PF3
06739H776
13189
520083
SH
SOLE
520083
0
0
CIT GROUP INC
COM NEW
125581801
3754
87960
SH
SOLE
87960
0
0
ENBRIDGE INC
NOTE 6.000% 1/1
29250NAN5
14963
15000000
PRN
SOLE
15000000
0
0
HSBC HLDGS PLC
NOTE 6.875%12/3
404280BC2
19771
18740000
PRN
SOLE
18740000
0
0
KINDER MORGAN INC DEL
COM
49456B101
16409
792300
SH
SOLE
792300
0
0
KINDER MORGAN INC DEL
PFD SER A
49456B200
6650
135000
SH
SOLE
135000
0
0
ROYAL BK SCOTLAND GROUP PLC
SPON ADR F
780097804
217
8400
SH
SOLE
8400
0
0
STANDARD CHARTERED PLC
DEBT 7.500%12/3
G84228CQ9
27666
27735000
PRN
SOLE
27735000
0
0
WMIH CORP
COM
92936P100
627
391952
SH
SOLE
391952
0
0