The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BANCO BILBAO VIZCAYA FDIC TL | DEBT 9.000%12/2 | E1R845AX9 | 617 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
BARCLAYS BANK PLC | ADR PFD SR 5 | 06739H362 | 17,698 | 676,524 | SH | SOLE | 676,524 | 0 | 0 | ||
BARCLAYS BANK PLC | ADS7.75%PFD S4 | 06739H511 | 1,796 | 69,200 | SH | SOLE | 69,200 | 0 | 0 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 16,916 | 662,350 | SH | SOLE | 662,350 | 0 | 0 | ||
CIT GROUP INC | COM NEW | 125581801 | 2,730 | 87,960 | SH | SOLE | 87,960 | 0 | 0 | ||
EQUITY COMWLTH | CUM PFD E 7.25% | 294628409 | 4,405 | 173,032 | SH | SOLE | 173,032 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,608 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | PFD SER A | 49456B200 | 23,814 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF T | 780097713 | 30,271 | 1,189,419 | SH | SOLE | 1,189,419 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF S | 780097739 | 1,941 | 78,000 | SH | SOLE | 78,000 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | SPON ADR F | 780097804 | 216 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
WMIH CORP | COM | 92936P100 | 913 | 391,952 | SH | SOLE | 391,952 | 0 | 0 |