Executive Vice President and Chief Compliance Officer

0001172661-16-002706.txt : 20160216 0001172661-16-002706.hdr.sgml : 20160215 20160216065414 ACCESSION NUMBER: 0001172661-16-002706 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 161422806 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 12-31-2015 12-31-2015 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F COMBINATION REPORT 028-11701 0000804328 028-15384 QUALCOMM INC/DE N Chad C. Conwell Executive Vice President and Chief Compliance Officer 626-795-7300 /s/ Chad C. Conwell Pasadena CA 02-16-2016 0 9 98842 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 16280 613643 SH SOLE 613643 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 1059 40200 SH SOLE 40200 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 17201 662350 SH SOLE 662350 0 0 CIT GROUP INC COM NEW 125581801 3491 87960 SH SOLE 87960 0 0 EQUITY COMWLTH CUM PFD E 7.25% 294628409 5740 223437 SH SOLE 223437 0 0 KINDER MORGAN INC DEL PFD SER A 49456B200 23173 575000 SH SOLE 575000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 28918 1118674 SH SOLE 1118674 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 1981 78000 SH SOLE 78000 0 0 WMIH CORP COM 92936P100 999 391952 SH SOLE 391952 0 0