0001104659-23-029732.txt : 20230307 0001104659-23-029732.hdr.sgml : 20230307 20230307192918 ACCESSION NUMBER: 0001104659-23-029732 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NUNNELEY MARK CENTRAL INDEX KEY: 0001261029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36400 FILM NUMBER: 23714427 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ashford Inc. CENTRAL INDEX KEY: 0001604738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 465292553 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: Ashford Inc DATE OF NAME CHANGE: 20140403 4 1 tm238704-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-03 0 0001604738 Ashford Inc. AINC 0001261029 NUNNELEY MARK 14185 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 0 1 0 0 Chief Accounting Officer Common Stock 2023-03-03 4 A 0 9779 0.00 A 60384 D Class 2 LTIP Units 61.12 2022-02-27 2029-02-27 Common Stock 20000 20000 D Class 2 LTIP Units 94.96 2021-03-14 2028-03-14 Common Stock 16299 16299 D Class 2 LTIP Units 57.71 2020-10-03 2027-10-03 Common Stock 10000 10000 D Class 2 LTIP Units 57.34 2020-04-18 2027-04-18 Common Stock 10000 10000 D Class 2 LTIP Units 45.59 2019-03-31 2026-03-31 Common Stock 20000 20000 D Class 2 LTIP Units 85.97 2017-12-11 2025-12-11 Common Stock 30000 30000 D Common Units 0.00 Common Stock 132.8 132.8 D The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. /s/ Mark L. Nunneley 2023-03-07