0001104659-21-091682.txt : 20210713 0001104659-21-091682.hdr.sgml : 20210713 20210713160550 ACCESSION NUMBER: 0001104659-21-091682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210709 FILED AS OF DATE: 20210713 DATE AS OF CHANGE: 20210713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NUNNELEY MARK CENTRAL INDEX KEY: 0001261029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35972 FILM NUMBER: 211087946 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Braemar Hotels & Resorts Inc. CENTRAL INDEX KEY: 0001574085 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 462488594 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: Ashford Hospitality Prime, Inc. DATE OF NAME CHANGE: 20130410 4 1 tm2122119-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-09 0 0001574085 Braemar Hotels & Resorts Inc. BHR 0001261029 NUNNELEY MARK 14185 DALLAS PARKWAY SUITE 1100 DALLAS TX 75254 0 1 0 0 Chief Accounting Officer Common Stock 295954 D Series E Redeemable Preferred Stock 2021-07-09 4 P 0 9000 22.50 A 9000 D Performance Stock Units (2021) 0.00 2023-12-31 2023-12-31 Common Stock 65331 65331 D Performance Stock Units (2020) 0.00 2022-12-31 2022-12-31 Common Stock 20000 20000 D Performance Stock Units (2019) 0.00 2021-12-31 2021-12-31 Common Stock 18029 18029 D Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of specified performance goals. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance Stock Units, will generally vest on December 31, 2021 (with respect to the 2019 grant), December 31, 2022 (with respect to the 2020 grant) and December 31, 2023 (with respect to the 2021 grant). /s/ Mark Nunneley 2021-07-13