0001193125-12-510301.txt : 20121220 0001193125-12-510301.hdr.sgml : 20121220 20121220160053 ACCESSION NUMBER: 0001193125-12-510301 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121214 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20121220 DATE AS OF CHANGE: 20121220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 121277306 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 8-K 1 d457112d8k.htm FORM 8-K FORM 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): December 14, 2012

 

 

GTx, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-50549   62-1715807

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

175 Toyota Plaza 7th Floor

Memphis, Tennessee 38103

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: (901) 523-9700

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On December 14, 2012, the Compensation Committee of the Board of Directors (the “Board”) of GTx, Inc. (the “Company”) approved cash bonus awards for fiscal 2012 for the Company’s “named executive officers” (as defined under applicable securities laws) under the GTx Executive Bonus Compensation Plan (the “Bonus Plan”). On the same date, the Compensation Committee of the Board approved the 2013 annual base salaries for the named executive officers, in each case effective as of January 1, 2013. The cash bonus awards for fiscal 2012 under the Bonus Plan and the 2013 annual base salaries approved for each such named executive officer are as set forth in the table below:

 

Named Executive Officer

  

Title

   2013 Annual
Base Salary
($)
     Cash Bonus
Award for
Fiscal 2012
($)
 

Mitchell S. Steiner

   Chief Executive Officer and Vice-Chairman of the Board      565,110         205,842   

Mark E. Mosteller

   Vice President, Chief Financial Officer and Treasurer      320,856         53,941   

Marc S. Hanover

   President and Chief Operating Officer      491,646         151,531   

James T. Dalton

   Vice President, Preclinical Research and Development      430,560         72,384   


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    GTx, Inc.
Dated: December 20, 2012     By:   /s/ Henry P. Doggrell
      Henry P. Doggrell,
      Vice President, General Counsel/Secretary