0001179110-18-000779.txt : 20180109 0001179110-18-000779.hdr.sgml : 20180109 20180109181158 ACCESSION NUMBER: 0001179110-18-000779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180105 FILED AS OF DATE: 20180109 DATE AS OF CHANGE: 20180109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOGGRELL HENRY PATTON CENTRAL INDEX KEY: 0001276242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 18519976 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 4 1 edgar.xml FORM 4 - X0306 4 2018-01-05 0 0001260990 GTX INC /DE/ GTXI 0001276242 DOGGRELL HENRY PATTON 175 TOYOTA PLAZA 7TH FLOOR MEMPHIS TN 38103 0 1 0 0 VP, Chief Legal Officer Common Stock 2018-01-05 4 S 0 1142 12.02 D 54804 D Common Stock 2018-01-05 4 S 0 3823 11.13 D 50981 D Common Stock 400 I By IRA Common Stock 664 I By Spouse Common Stock 2547 I By Spouse IRA Common Stock 217 I By Trust Common Stock 217 I By Trust Common Stock 500 I By Trust Shares sold to satisfy tax withholding obligations arising out of the vesting of a portion of previously granted restricted stock units. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.61 to $12.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.81 to $11.60, inclusive. The reporting person disclaims beneficial ownership of these securities except to the extend of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or any other purpose. /s/ Henry P. Doggrell 2018-01-09