0001179110-18-000404.txt : 20180103 0001179110-18-000404.hdr.sgml : 20180103 20180103182445 ACCESSION NUMBER: 0001179110-18-000404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180101 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOGGRELL HENRY PATTON CENTRAL INDEX KEY: 0001276242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 18507415 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 4 1 edgar.xml FORM 4 - X0306 4 2018-01-01 0 0001260990 GTX INC /DE/ GTXI 0001276242 DOGGRELL HENRY PATTON 175 TOYOTA PLAZA 7TH FLOOR MEMPHIS TN 38103 0 1 0 0 VP, Chief Legal Officer Common Stock 2018-01-01 4 F 0 4345 12.71 D 55946 D Common Stock 400 I By IRA Common Stock 664 I By Spouse Common Stock 2547 I By Spouse IRA Common Stock 217 I By Trust Common Stock 217 I By Trust Common Stock 500 I By Trust Employee Stock Option (Right to Buy) 12.71 2018-01-01 4 A 0 45000 0 A 2027-12-31 Common Stock 45000 45000 D Shares withheld by the Issuer pursuant to the Rule 16b-3(e) exemption to satisfy tax withholding obligations arising out of the vesting of a portion of previously granted restricted stock units. The reporting person disclaims beneficial ownership of these securities except to the extend of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or any other purpose. The option vests and is exercisable in 3 equal annual installments beginning January 1, 2021. /s/ Henry P. Doggrell 2018-01-03