0001179110-18-000404.txt : 20180103
0001179110-18-000404.hdr.sgml : 20180103
20180103182445
ACCESSION NUMBER: 0001179110-18-000404
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180101
FILED AS OF DATE: 20180103
DATE AS OF CHANGE: 20180103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOGGRELL HENRY PATTON
CENTRAL INDEX KEY: 0001276242
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50549
FILM NUMBER: 18507415
MAIL ADDRESS:
STREET 1: 175 TOYOTA PLAZA
STREET 2: 7TH FLOOR
CITY: MEMPHIS
STATE: TN
ZIP: 38103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GTX INC /DE/
CENTRAL INDEX KEY: 0001260990
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 621715807
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 175 TOYOTA PLAZA
STREET 2: 7TH FLOOR
CITY: MEMPHIS
STATE: TN
ZIP: 38103
BUSINESS PHONE: 901-523-9700
MAIL ADDRESS:
STREET 1: 175 TOYOTA PLAZA
STREET 2: 7TH FLOOR
CITY: MEMPHIS
STATE: TN
ZIP: 38103
4
1
edgar.xml
FORM 4 -
X0306
4
2018-01-01
0
0001260990
GTX INC /DE/
GTXI
0001276242
DOGGRELL HENRY PATTON
175 TOYOTA PLAZA
7TH FLOOR
MEMPHIS
TN
38103
0
1
0
0
VP, Chief Legal Officer
Common Stock
2018-01-01
4
F
0
4345
12.71
D
55946
D
Common Stock
400
I
By IRA
Common Stock
664
I
By Spouse
Common Stock
2547
I
By Spouse IRA
Common Stock
217
I
By Trust
Common Stock
217
I
By Trust
Common Stock
500
I
By Trust
Employee Stock Option (Right to Buy)
12.71
2018-01-01
4
A
0
45000
0
A
2027-12-31
Common Stock
45000
45000
D
Shares withheld by the Issuer pursuant to the Rule 16b-3(e) exemption to satisfy tax withholding obligations arising out of the vesting of a portion of previously granted restricted stock units.
The reporting person disclaims beneficial ownership of these securities except to the extend of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or any other purpose.
The option vests and is exercisable in 3 equal annual installments beginning January 1, 2021.
/s/ Henry P. Doggrell
2018-01-03