0001179110-18-000403.txt : 20180103 0001179110-18-000403.hdr.sgml : 20180103 20180103182428 ACCESSION NUMBER: 0001179110-18-000403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180101 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANOVER MARC STEVEN CENTRAL INDEX KEY: 0001276243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 18507409 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 4 1 edgar.xml FORM 4 - X0306 4 2018-01-01 0 0001260990 GTX INC /DE/ GTXI 0001276243 HANOVER MARC STEVEN 175 TOYOTA PLAZA 7TH FLOOR MEMPHIS TN 38103 1 1 0 0 Chief Executive Officer Common Stock 2018-01-01 4 F 0 6397 12.71 D 131671 D Common Stock 35287 I By Limited Liability Company Common Stock 6200 I By Trust Common Stock 6200 I By Trust Employee Stock Option (Right to Buy) 12.71 2018-01-01 4 A 0 65000 0 A 2027-12-31 Common Stock 65000 65000 D Shares withheld by the Issuer pursuant to the Rule 16b-3(e) exemption to satisfy tax withholding obligations arising out of the vesting of a portion of previously granted restricted stock units. The option vests and is exercisable in 3 equal annual installments beginning January 1, 2021. /s/ Henry P. Doggrell, by Power of Attorney 2018-01-03