0001140361-17-037138.txt : 20171002
0001140361-17-037138.hdr.sgml : 20171002
20171002170101
ACCESSION NUMBER: 0001140361-17-037138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170929
FILED AS OF DATE: 20171002
DATE AS OF CHANGE: 20171002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pyramid Peak Foundation
CENTRAL INDEX KEY: 0001602393
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50549
FILM NUMBER: 171115168
BUSINESS ADDRESS:
STREET 1: 6410 POPLAR AVENUE
STREET 2: SUITE 710
CITY: MEMPHIS
STATE: TN
ZIP: 38119
BUSINESS PHONE: 901-818-5239
MAIL ADDRESS:
STREET 1: 6410 POPLAR AVENUE
STREET 2: SUITE 710
CITY: MEMPHIS
STATE: TN
ZIP: 38119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GTX INC /DE/
CENTRAL INDEX KEY: 0001260990
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 621715807
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 175 TOYOTA PLAZA
STREET 2: 7TH FLOOR
CITY: MEMPHIS
STATE: TN
ZIP: 38103
BUSINESS PHONE: 901-523-9700
MAIL ADDRESS:
STREET 1: 175 TOYOTA PLAZA
STREET 2: 7TH FLOOR
CITY: MEMPHIS
STATE: TN
ZIP: 38103
4
1
doc1.xml
FORM 4
X0306
4
2017-09-29
0
0001260990
GTX INC /DE/
GTXI
0001602393
Pyramid Peak Foundation
1350 CONCOURSE AVENUE
SUITE 383
MEMPHIS
TN
38104
0
0
1
0
Common Stock
2017-09-29
4
P
0
565291
A
4390243
D
Common Stock Warrants (right to buy)
9.02
2017-09-29
4
P
0
339174
A
Common Stock
339174
339174
D
The reported securities are included within 565,291 immediately separable units (each, a "Unit"). The purchase price per Unit was $8.845. Each Unit consists of one share of common stock of the registrant and a warrant to purchase 0.6 of a share of common stock of the registrant.
The warrants will be exercisable at any time and from time to time on or after September 29, 2017 and through and including September 29, 2022, at an exercise price of $9.02 per share subject to adjustment from time to time.
/s/ Andrew R. McCarroll, Secretary
2017-10-02