0001140361-17-037138.txt : 20171002 0001140361-17-037138.hdr.sgml : 20171002 20171002170101 ACCESSION NUMBER: 0001140361-17-037138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170929 FILED AS OF DATE: 20171002 DATE AS OF CHANGE: 20171002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pyramid Peak Foundation CENTRAL INDEX KEY: 0001602393 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 171115168 BUSINESS ADDRESS: STREET 1: 6410 POPLAR AVENUE STREET 2: SUITE 710 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: 901-818-5239 MAIL ADDRESS: STREET 1: 6410 POPLAR AVENUE STREET 2: SUITE 710 CITY: MEMPHIS STATE: TN ZIP: 38119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 4 1 doc1.xml FORM 4 X0306 4 2017-09-29 0 0001260990 GTX INC /DE/ GTXI 0001602393 Pyramid Peak Foundation 1350 CONCOURSE AVENUE SUITE 383 MEMPHIS TN 38104 0 0 1 0 Common Stock 2017-09-29 4 P 0 565291 A 4390243 D Common Stock Warrants (right to buy) 9.02 2017-09-29 4 P 0 339174 A Common Stock 339174 339174 D The reported securities are included within 565,291 immediately separable units (each, a "Unit"). The purchase price per Unit was $8.845. Each Unit consists of one share of common stock of the registrant and a warrant to purchase 0.6 of a share of common stock of the registrant. The warrants will be exercisable at any time and from time to time on or after September 29, 2017 and through and including September 29, 2022, at an exercise price of $9.02 per share subject to adjustment from time to time. /s/ Andrew R. McCarroll, Secretary 2017-10-02