0001209191-20-035700.txt : 20200610
0001209191-20-035700.hdr.sgml : 20200610
20200610195724
ACCESSION NUMBER: 0001209191-20-035700
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200608
FILED AS OF DATE: 20200610
DATE AS OF CHANGE: 20200610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MESDAG WILLEM
CENTRAL INDEX KEY: 0001374566
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 20955882
MAIL ADDRESS:
STREET 1: C/O RED MOUNTAIN CAPITAL MANAGEMENT INC.
STREET 2: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RED MOUNTAIN CAPITAL PARTNERS LLC
CENTRAL INDEX KEY: 0001374588
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 20955883
BUSINESS ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD
STREET 2: SUITE 2300
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD
STREET 2: SUITE 2300
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RED MOUNTAIN PARTNERS, L.P.
CENTRAL INDEX KEY: 0001374603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 20955884
BUSINESS ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER NAME:
FORMER CONFORMED NAME: RED MOUNTAIN CAPITAL PARTNERS I, L.P.
DATE OF NAME CHANGE: 20060905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RMCP GP LLC
CENTRAL INDEX KEY: 0001374606
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 20955885
BUSINESS ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD
STREET 2: SUITE 2300
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310)432-0200
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD
STREET 2: SUITE 2300
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RED MOUNTAIN INVESTORS I LLC - SERIES A
CENTRAL INDEX KEY: 0001628512
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 20955886
BUSINESS ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RMCP MANAGER LLC
CENTRAL INDEX KEY: 0001628461
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 20955887
BUSINESS ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD
STREET 2: SUITE 2300
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD
STREET 2: SUITE 2300
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RED MOUNTAIN CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001374607
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 20955888
BUSINESS ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARLIN BUSINESS SERVICES CORP
CENTRAL INDEX KEY: 0001260968
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 383686388
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
BUSINESS PHONE: 8884799111
MAIL ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
FORMER COMPANY:
FORMER CONFORMED NAME: MARLIN BUSINESS SERVICES INC
DATE OF NAME CHANGE: 20030822
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-08
0
0001260968
MARLIN BUSINESS SERVICES CORP
MRLN
0001374566
MESDAG WILLEM
10250 CONSTELLATION BLVD SUITE 2300
LOS ANGELES
CA
90067
0
0
1
0
0001374588
RED MOUNTAIN CAPITAL PARTNERS LLC
10250 CONSTELLATION BLVD SUITE 2300
LOS ANGELES
CA
90067
0
0
1
0
0001374603
RED MOUNTAIN PARTNERS, L.P.
10250 CONSTELLATION BLVD SUITE 2300
LOS ANGELES
CA
90067
0
0
1
0
0001374606
RMCP GP LLC
10250 CONSTELLATION BLVD SUITE 2300
LOS ANGELES
CA
90067
0
0
1
0
0001628512
RED MOUNTAIN INVESTORS I LLC - SERIES A
10250 CONSTELLATION BLVD SUITE 2300
LOS ANGELES
CA
90067
0
0
0
1
Please refer to Remarks below
0001628461
RMCP MANAGER LLC
10250 CONSTELLATION BLVD SUITE 2300
LOS ANGELES
CA
90067
0
0
0
1
Please refer to Remarks below
0001374607
RED MOUNTAIN CAPITAL MANAGEMENT INC
10250 CONSTELLATION BLVD SUITE 2300
LOS ANGELES
CA
90067
0
0
1
0
Common Stock
2020-06-08
4
S
0
195
10.0305
D
24805
I
See Footnotes and Remarks
Common Stock
2020-06-08
4
S
0
10561
10.0305
D
2113706
I
See Footnotes and Remarks
Common Stock
2020-06-08
4
S
0
4244
10.0305
D
848414
I
See Footnotes and Remarks
Common Stock
2020-06-09
4
S
0
260
9.4105
D
24545
I
See Footnotes and Remarks
Common Stock
2020-06-09
4
S
0
14082
9.4105
D
2099624
I
See Footnotes and Remarks
Common Stock
2020-06-09
4
S
0
5658
9.4105
D
842756
I
See Footnotes and Remarks
Common Stock
2020-06-10
4
S
0
130
8.7497
D
24415
I
See Footnotes and Remarks
Common Stock
2020-06-10
4
S
0
7041
8.7497
D
2092583
I
See Footnotes and Remarks
Common Stock
2020-06-10
4
S
0
2829
8.7497
D
839927
I
See Footnotes and Remarks
These shares of common stock were sold on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM"), collectively the Reporting Persons ("Reporting Persons"), undertakes to provide to Marlin Business Services Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
These shares are held directly by RMCP.
These shares of common stock were sold on the open market by RMP. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
These shares are held directly by RMP.
These shares of common stock were sold on the open market by RMI. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
These shares are held directly by RMI.
This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMI, (iv) RMCPM, (v) RMCP, (vi) RMCM and (vii) Willem Mesdag. RMCP GP is the general partner of RMP. RMCPM is the managing member of RMI. RMCP is the managing member of RMCP GP and the sole member of RMCPM. RMCM is the managing member of RMCP. Willem Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of RMCP, RMCP GP, RMCM and Mr. Mesdag by virtue of their direct or indirect control of RMP may be deemed to beneficially own some or all of the securities reported as being held directly by RMP, and each of RMCP, RMCPM, RMCM and Mr. Mesdag by virtue of their direct or indirect control of RMI may be deemed to beneficially own some or all of the securities reported as being held directly by RMI, and RMCM and Mr. Mesdag by virtue of their direct or indirect control of RMCP may be deemed to beneficially own some or all of the securities reported as being held directly by RMCP. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Willem Mesdag (on behalf of himself and the other Reporting Persons)
2020-06-10