0001209191-19-044870.txt : 20190806
0001209191-19-044870.hdr.sgml : 20190806
20190806173901
ACCESSION NUMBER: 0001209191-19-044870
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190802
FILED AS OF DATE: 20190806
DATE AS OF CHANGE: 20190806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN MATTHEW J
CENTRAL INDEX KEY: 0001276033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 191003278
MAIL ADDRESS:
STREET 1: 1230 PEACHTREE STREET, NE
STREET 2: SUITE 1900
CITY: ATLANTA
STATE: GA
ZIP: 30309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARLIN BUSINESS SERVICES CORP
CENTRAL INDEX KEY: 0001260968
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 383686388
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
BUSINESS PHONE: 8884799111
MAIL ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
FORMER COMPANY:
FORMER CONFORMED NAME: MARLIN BUSINESS SERVICES INC
DATE OF NAME CHANGE: 20030822
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-02
0
0001260968
MARLIN BUSINESS SERVICES CORP
MRLN
0001276033
SULLIVAN MATTHEW J
C/O MARLIN BUSINESS SERVICES CORP.
300 FELLOWSHIP ROAD
MOUNT LAUREL
NJ
08054
1
0
0
0
Common stock
2019-08-02
4
A
0
2587
0.00
A
43485
D
Common Stock
234483
I
See footnote
Represents grant of restricted stock as part of the Company's Director compensation plan. The restrictions on these shares shall lapse upon the earlier of (i) seven years from the grant date and (ii) six months following the Director's termination of Board service.
Includes shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
Previously reported indirect ownership of shares has been reduced by 204,982 shares distributed pro rata to limited partners on September 12, 2018.
The 234,483 reported shares are owned by Peachtree CIP, L.P., whose general partner is Peachtree Equity Management, LLC (the "General Partner"). The reporting person is the Managing Director of the General Partner and could be deemed to be an indirect holder of the reported shares. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner or these shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
/s/ Edward R. Dietz
Attorney-in-Fact
2019-08-06