0001140361-15-013364.txt : 20150327 0001140361-15-013364.hdr.sgml : 20150327 20150327163015 ACCESSION NUMBER: 0001140361-15-013364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20150326 FILED AS OF DATE: 20150327 DATE AS OF CHANGE: 20150327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aramark CENTRAL INDEX KEY: 0001584509 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 208236097 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1101 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19107 BUSINESS PHONE: 215-238-3000 MAIL ADDRESS: STREET 1: 1101 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19107 FORMER COMPANY: FORMER CONFORMED NAME: ARAMARK Holdings Corp DATE OF NAME CHANGE: 20130815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL Equity Fund VI Investors (Aramark), LLC CENTRAL INDEX KEY: 0001586357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36223 FILM NUMBER: 15731347 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee Parallel (DT) Fund VI, L.P. CENTRAL INDEX KEY: 0001429870 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36223 FILM NUMBER: 15731348 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: C/O THOMAS H. LEE PARTNERS, L.P. CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6172271050 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: C/O THOMAS H. LEE PARTNERS, L.P. CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee Equity Fund VI, L.P. CENTRAL INDEX KEY: 0001375668 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36223 FILM NUMBER: 15731350 BUSINESS ADDRESS: STREET 1: 100 FEDRAL STREET STREET 2: FLOOR 35 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: 100 FEDRAL STREET STREET 2: FLOOR 35 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS H. LEE ADVISORS, LLC CENTRAL INDEX KEY: 0001260943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36223 FILM NUMBER: 15731351 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6172271050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 FORMER NAME: FORMER CONFORMED NAME: LEE THOMAS H ADVISORS LLC DATE OF NAME CHANGE: 20030822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Putnam Investment Holdings, LLC CENTRAL INDEX KEY: 0001336329 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36223 FILM NUMBER: 15731345 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-760-1061 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee Parallel Fund VI, L.P. CENTRAL INDEX KEY: 0001375663 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36223 FILM NUMBER: 15731349 BUSINESS ADDRESS: STREET 1: 100 FEDRAL STREET STREET 2: FLOOR 35 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: 100 FEDRAL STREET STREET 2: FLOOR 35 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL Coinvestment Partners, L.P. CENTRAL INDEX KEY: 0001429869 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36223 FILM NUMBER: 15731346 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: C/O THOMAS H. LEE PARTNERS, L.P. CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6172271050 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: C/O THOMAS H. LEE PARTNERS, L.P. CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Putnam Investments Employees' Securities Co III LLC CENTRAL INDEX KEY: 0001545929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36223 FILM NUMBER: 15731344 BUSINESS ADDRESS: STREET 1: C/O THOMAS H.LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 -227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H.LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc1.xml FORM 4 X0306 4 2015-03-26 0 0001584509 Aramark ARMK 0001260943 THOMAS H. LEE ADVISORS, LLC C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 0001375668 Thomas H. Lee Equity Fund VI, L.P. C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 0 0 1 0 0001375663 Thomas H. Lee Parallel Fund VI, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 0001429870 Thomas H. Lee Parallel (DT) Fund VI, L.P. 100 FEDERAL STREET C/O THOMAS H. LEE PARTNERS, L.P. BOSTON MA 02110 0 0 1 0 0001586357 THL Equity Fund VI Investors (Aramark), LLC C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 0 0 1 0 0001429869 THL Coinvestment Partners, L.P. 100 FEDERAL STREET C/O THOMAS H. LEE PARTNERS, L.P. BOSTON MA 02110 0 0 1 0 0001336329 Putnam Investment Holdings, LLC ONE POST OFFICE SQUARE BOSTON MA 02109 0 0 1 0 0001545929 Putnam Investments Employees' Securities Co III LLC C/O THOMAS H.LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 0 0 1 0 Common Stock 2015-03-26 4 S 0 5595309 32.16 D 13725722 I See Footnotes See Exhibit 99.1 for text of footnote (1) See Exhibit 99.1 for text of footnote (2) See Exhibit 99.1 for text of footnote (3) Exhibit 99.2 (Joint Filer Information) incorporated herein by reference. THOMAS H. LEE ADVISORS, LLC By: THL Holdco, LLC, its Managing Member /s/ Charles P. Holden Managing Director 2015-03-27 THOMAS H. LEE EQUITY FUND VI, L.P. By: /s/ Charles P. Holden 2015-03-27 THOMAS H. LEE PARALLEL FUND VI, L.P. By: /s/ Charles P. Holden 2015-03-27 THOMAS H. LEE PARALLEL (DT) FUND VI, L.P. By: /s/ Charles P. Holden 2015-03-27 THL EQUITY FUND VI INVESTORS (ARAMARK), LLC By: /s/ Charles P. Holden 2015-03-27 THL COINVESTMENT PARTNERS, L.P. By: /s/ Charles P. Holden 2015-03-27 PUTNAM INVESTMENT HOLDINGS, LLC By: /s/ Charles P. Holden 2015-03-27 PUTNAM INVESTMENTS EMPLOYEES' SECURITIES COMPANY III LLC By: /s/ Charles P. Holden 2015-03-27 EX-99.1 2 ex99_1.htm EXHIBIT 99.1

Exhibit 99.1

Name and Address of Reporting Person:	Thomas H. Lee Advisors, LLC
	c/o Thomas H. Lee Partners, L.P.
	100 Federal Street, 35th Floor
	Boston, MA 02110

Issuer Name and Ticker or Trading Symbol:

Aramark [ARMK]

Date of Event Requiring Statement
(Month/Day/Year):	March 26, 2015

Footnotes to Form 4

(1) This statement is being filed by the following Reporting Persons: Thomas H. Lee Advisors, LLC (“THL Advisors”), Thomas H. Lee Equity Fund VI, L.P. (“THL Equity VI”), Thomas H. Lee Parallel Fund VI, L.P. (“Parallel Fund VI”), Thomas H. Lee Parallel (DT) Fund VI, L.P. (“DT Fund VI”), THL Equity Fund VI Investors (Aramark), LLC (“THL Aramark”), THL Coinvestment Partners, L.P. (“THL Coinvestment”; together with THL Equity VI, Parallel Fund VI, DT Fund VI and THL Aramark the “THL Funds”) as well as Putnam Investment Holdings, LLC (“Putnam”) and Putnam Investments Employees’ Securities Company III LLC (“Putnam III”).

The reporting person is the general partner of Thomas H. Lee Partners, L.P., which in turn is the general partner of THL Coinvestment. In addition Thomas H. Lee Partners, L.P. is the managing member of THL Equity Advisors VI, LLC, which in turn is the general partner of THL Equity VI, Parallel Fund VI, DT Fund VI and THL Aramark. THL Advisors is attorney-in-fact of Putnam Investments, LLC, which is the managing member of Putnam, which in turn is the managing member of Putnam III.

(2) Represents shares of the Issuer sold by the following entities: 3,081,054 shares sold by THL Equity VI; 2,086,326 shares sold by Parallel Fund VI; 364,439 shares sold by DT Fund VI; 26,393 shares sold by THL Aramark; 5,653 shares sold by THL Coinvestment; 15,725 shares sold by Putnam; and 15,719 shares sold by Putnam III.

(3) Each of the Reporting Persons disclaims beneficial ownership of the shares listed in the report, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.

EX-99.2 3 ex99_2.htm

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:	Thomas H. Lee Equity Fund VI, L.P.

Address of Joint Filer:	c/o Thomas H. Lee Partners, L.P.
	100 Federal Street, 35th Floor
	Boston, MA 02110

Relationship of Joint Filer to Issuer:	10% Owner, director

Issuer Name and Ticker or Trading Symbol:	Aramark [ARMK]

Date of Event Requiring Statement
(Month/Day/Year):	March 26, 2015

Designated Filer:	Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE EQUITY FUND VI, L.P.

By: THL Equity Advisors VI, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partners

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: March 27, 2015

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:	Thomas H. Lee Parallel Fund VI, L.P.

Address of Joint Filer:	c/o Thomas H. Lee Partners, L.P.
	100 Federal Street, 35th Floor
	Boston, MA 02110

Relationship of Joint Filer to Issuer:	10% Owner, director

Issuer Name and Ticker or Trading Symbol:	Aramark [ARMK]

Date of Event Requiring Statement
(Month/Day/Year):	March 26, 2015

Designated Filer:	Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE PARALLEL FUND VI, L.P.

By: THL Equity Advisors VI, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: March 27, 2015

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:	Thomas H. Lee Parallel (DT) Fund VI, L.P.

Address of Joint Filer:	c/o Thomas H. Lee Partners, L.P.
	100 Federal Street, 35th Floor
	Boston, MA 02110

Relationship of Joint Filer to Issuer:	10% Owner, director

Issuer Name and Ticker or Trading Symbol:	Aramark [ARMK]

Date of Event Requiring Statement
(Month/Day/Year):	March 26, 2015

Designated Filer:	Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE PARALLEL (DT) FUND VI, L.P.

By: THL Equity Advisors VI, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: March 27, 2015

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:	THL Equity Fund VI Investors (Aramark), LLC

Address of Joint Filer:	c/o Thomas H. Lee Partners, L.P.
	100 Federal Street, 35th Floor
	Boston, MA 02110

Relationship of Joint Filer to Issuer:	10% Owner, director

Issuer Name and Ticker or Trading Symbol:	Aramark [ARMK]

Date of Event Requiring Statement
(Month/Day/Year):	March 26, 2015

Designated Filer:	Thomas H. Lee Advisors, LLC

Signature:

THL EQUITY FUND VI INVESTORS (ARAMARK), LLC

By: THL Equity Advisors VI, LLC, its Manager

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: March 27, 2015

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:	THL Coinvestment Partners, L.P.

Address of Joint Filer:	c/o Thomas H. Lee Partners, L.P.
	100 Federal Street, 35th Floor
	Boston, MA 02110

Relationship of Joint Filer to Issuer:	10% Owner, director

Issuer Name and Ticker or Trading Symbol:	Aramark [ARMK]

Date of Event Requiring Statement
(Month/Day/Year):	March 26, 2015

Designated Filer:	Thomas H. Lee Advisors, LLC

Signature:

THL COINVESTMENT PARTNERS, L.P.

By: Thomas H. Lee Partners, L.P., its General Partner

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: March 27, 2015

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:	Putnam Investment Holdings, LLC

Address of Joint Filer:	c/o Thomas H. Lee Partners, L.P.
	100 Federal Street, 35th Floor
	Boston, MA 02110

Relationship of Joint Filer to Issuer:	10% Owner, director

Issuer Name and Ticker or Trading Symbol:	Aramark [ARMK]

Date of Event Requiring Statement
(Month/Day/Year):	March 26, 2015

Designated Filer:	Thomas H. Lee Advisors, LLC

Signature:

PUTNAM INVESTMENT HOLDINGS, LLC

By: Putnam Investments, LLC, its Managing Member

By: Thomas H. Lee Advisors, LLC, its Attorney-in-Fact

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: March 27, 2015

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:	Putnam Investments Employees’ Securities Company III LLC

Address of Joint Filer:	c/o Thomas H. Lee Partners, L.P.
	100 Federal Street, 35th Floor
	Boston, MA 02110

Relationship of Joint Filer to Issuer:	10% Owner, director

Issuer Name and Ticker or Trading Symbol:	Aramark [ARMK]

Date of Event Requiring Statement
(Month/Day/Year):	March 26, 2015

Designated Filer:	Thomas H. Lee Advisors, LLC

Signature:

PUTNAM INVESTMENTS EMPLOYEES’ SECURITIES COMPANY III LLC

By: Putnam Investment Holdings, LLC, its Managing Member

By: Putnam Investments, LLC, its Managing Member

By: Thomas H. Lee Advisors, LLC, its Attorney-in-Fact

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: March 27, 2015