0001104659-20-080031.txt : 20200701 0001104659-20-080031.hdr.sgml : 20200701 20200701213617 ACCESSION NUMBER: 0001104659-20-080031 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200701 DATE AS OF CHANGE: 20200701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS H. LEE ADVISORS, LLC CENTRAL INDEX KEY: 0001260943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39361 FILM NUMBER: 201007012 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6172271050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 FORMER NAME: FORMER CONFORMED NAME: LEE THOMAS H ADVISORS LLC DATE OF NAME CHANGE: 20030822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee Equity Fund VIII, L.P. CENTRAL INDEX KEY: 0001718537 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39361 FILM NUMBER: 201007013 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee Parallel Fund VIII, L.P. CENTRAL INDEX KEY: 0001718511 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39361 FILM NUMBER: 201007014 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL FUND VIII COINVESTMENT PARTNERS, L.P. CENTRAL INDEX KEY: 0001756407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39361 FILM NUMBER: 201007015 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-227-1050 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL Executive Fund VIII, L.P. CENTRAL INDEX KEY: 0001718514 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39361 FILM NUMBER: 201007016 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL Equity Fund VIII Investors (D&B), L.P. CENTRAL INDEX KEY: 0001816685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39361 FILM NUMBER: 201007017 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dun & Bradstreet Holdings, Inc. CENTRAL INDEX KEY: 0001799208 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 921-5500 MAIL ADDRESS: STREET 1: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: Star Intermediate I, Inc. DATE OF NAME CHANGE: 20200108 3 1 a3.xml 3 X0206 3 2020-07-01 0 0001799208 Dun & Bradstreet Holdings, Inc. DNB 0001260943 THOMAS H. LEE ADVISORS, LLC C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 0001718537 Thomas H. Lee Equity Fund VIII, L.P. C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 0001718511 Thomas H. Lee Parallel Fund VIII, L.P. C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 0001756407 THL FUND VIII COINVESTMENT PARTNERS, L.P. C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 0001718514 THL Executive Fund VIII, L.P. C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 0001816685 THL Equity Fund VIII Investors (D&B), L.P. C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 Common Stock 103819610 I See footnotes Common Stock 0 D Common Stock 0 D See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). See Exhibit 99.1 for text of footnote (5). See Exhibit 99.1 for text of footnote (6). Exhibit 99.1 and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This Form 3 is the first of two Form 3s filed relating to the same event. The Form 3 has been split into two filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 3 to a maximum of 10 Reporting Persons. Each Form 3 is filed by Designated Filer, Thomas H. Lee Advisors, LLC. THOMAS H. LEE ADVISORS, LLC By: THL Holdco, LLC, its Managing Member /s/ Mark A. Garcia Name: Mark A. Garcia Title: Chief Financial Officer, Funds 2020-07-01 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Name and Address of Reporting Person:

Thomas H. Lee Advisors, LLC

 

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Event Requiring

Statement (Month/Day/Year):

July 1, 2020

 

Footnotes to Form 3

 

(1) This report is filed by the following Reporting Persons: Thomas H. Lee Advisors, LLC (“THL Advisors”), Thomas H. Lee Equity Fund VIII, L.P. (“THL Equity VIII”), Thomas H. Lee Parallel Fund VIII, L.P. (“Parallel Fund VIII”), THL Fund VIII Coinvestment Partners, L.P. (“Coinvestment VIII”), THL Executive Fund VIII, L.P. (“Executive Fund VIII”), THL Equity Fund VIII Investors (D&B), L.P.  (“Equity Fund VIII (D&B)”), THL Equity Advisors VIII, LLC (“Equity Advisors”), Thomas H. Lee Partners, L.P. (“THL Partners”), THL Holdco, LLC (“THL Holdco”), and THL Managers VIII, LLC (“THL Managers VIII”) (collectively with their affiliates, the “THL Funds”); Thomas M. Hagerty; and Gnaneshwar B. Rao. This Form 3 is in two parts and is jointly filed with the Reporting Persons in both parts. See Remarks.

 

(2) THL Holdco is the managing member of THL Advisors, which is in turn the general partner of THL Partners, which in turn is the general partner of Coinvestment VIII, the managing member of THL Manager VIII and is the sole member of Equity Advisors, which in turn is the general partner of the THL Equity VIII, Parallel Fund VIII, Executive Fund VIII and Equity Fund VIII (D&B).  Each of Mr. Hagerty and Mr. Rao is a Managing Director of THL Partners. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, the THL Funds may be deemed directors by deputization.

 

(3) Each of the Reporting Persons disclaims beneficial ownership of the securities listed in this report, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose, except to the extent of such Reporting Person’s pecuniary interest therein.

 

(4) Represents shares held directly by the following entities: 11,103,957 shares by THL Equity VIII; 20,218,862 shares by Parallel Fund VIII; 1,319,626 shares by Coinvestment VIII; 847,751 shares by Executive Fund VIII; and 70,329,414 shares by Equity Fund VIII (D&B).

 

(5) No securities are beneficially owned by Mr. Hagerty.

 

(6) No securities are beneficially owned by Mr. Rao.

 

1

 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

Joint Filer Information

 

Name of Joint Filer:

Thomas H. Lee Equity Fund VIII, L.P.

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Event Requiring  Statement (Month/Day/Year):

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

THOMAS H. LEE EQUITY FUND VIII, L.P.

 

By: THL Equity Advisors VIII, LLC, its General Partner

 

By: Thomas H. Lee Partners, L.P., its Sole Member

 

By: Thomas H. Lee Advisors, LLC, its General Partner

 

By: THL Holdco, LLC, its Managing Member

 

 

 

 

 

 

By:

/s/ Mark A. Garcia

 

 

Name: Mark A. Garcia

 

 

Title: Chief Financial Officer, Funds

 

 

 

Dated: July 1, 2020

 

 

1

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

Thomas H. Lee Parallel Fund VIII, L.P.

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Event Requiring  Statement (Month/Day/Year):

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

THOMAS H. LEE PARALLEL FUND VIII, L.P.

 

By: THL Equity Advisors VIII, LLC, its General Partner

 

By: Thomas H. Lee Partners, L.P., its Sole Member

 

By: Thomas H. Lee Advisors, LLC, its General Partner

 

By: THL Holdco, LLC, its Managing Member

 

 

 

 

 

 

By:

/s/ Mark A. Garcia

 

 

Name: Mark A. Garcia

 

 

Title: Chief Financial Officer, Funds

 

 

 

Dated: July 1, 2020

 

 

2

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

THL Fund VIII Coinvestment Partners, L.P.

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Event Requiring Statement (Month/Day/Year):

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

THL FUND VIII COINVESTMENT PARTNERS, L.P.

 

By: Thomas H. Lee Partners, L.P., its General Partner

 

By: Thomas H. Lee Advisors, LLC, its General Partner

 

By: THL Holdco, LLC, its Managing Member

 

 

 

 

 

 

 

By:

/s/ Mark A. Garcia

 

 

Name: Mark A. Garcia

 

 

Title: Chief Financial Officer, Funds

 

 

 

Dated: July 1, 2020

 

 

3

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

THL Executive Fund VIII, L.P.

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Event Requiring  Statement (Month/Day/Year):

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

THL EXECUTIVE FUND VIII, L.P.

 

By: THL Equity Advisors VIII, LLC, its General Partner

 

By: Thomas H. Lee Partners, L.P., its Sole Member

 

By: Thomas H. Lee Advisors, LLC, its General Partner

 

By: THL Holdco, LLC, its Managing Member

 

 

 

 

 

 

By:

/s/ Mark A. Garcia

 

 

Name: Mark A. Garcia

 

 

Title: Chief Financial Officer, Funds

 

 

 

Dated: July 1, 2020

 

 

4

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

THL Equity Fund VIII Investors (D&B), L.P.

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Event Requiring  Statement (Month/Day/Year):

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

THL EQUITY FUND VIII INVESTORS (D&B), L.P.

 

By: THL Equity Advisors VIII, LLC, its General Partner

 

By: Thomas H. Lee Partners, L.P., its Sole Member

 

By: Thomas H. Lee Advisors, LLC, its General Partner

 

By: THL Holdco, LLC, its Managing Member

 

 

 

 

 

 

By:

/s/ Mark A. Garcia

 

 

Name: Mark A. Garcia

 

 

Title: Chief Financial Officer, Funds

 

 

 

Dated: July 1, 2020

 

 

5

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

THL Equity Advisors VIII, LLC

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Event Requiring  Statement (Month/Day/Year):

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

THL EQUITY ADVISORS VIII, LLC

 

By: Thomas H. Lee Partners, L.P., its Sole Member

 

By: Thomas H. Lee Advisors, LLC, its General Partner

 

By: THL Holdco, LLC, its Managing Member

 

 

 

 

 

 

By:

/s/ Mark A. Garcia

 

 

Name: Mark A. Garcia

 

 

Title: Chief Financial Officer, Funds

 

 

 

Dated: July 1, 2020

 

 

6

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

Thomas H. Lee Partners, L.P.

 

 

Address of Joint Filer:

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Earliest Transaction Required to be Reported:

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

THOMAS H. LEE PARTNERS, L.P.

 

By: Thomas H. Lee Advisors, LLC, its General Partner

 

By: THL Holdco, LLC, its Managing Member

 

 

 

 

 

 

By:

/s/ Mark A. Garcia

 

 

Name: Mark A. Garcia

 

 

Title: Chief Financial Officer, Funds

 

 

 

Dated: July 1, 2020

 

 

7

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

THL Managers VIII, LLC

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Earliest Transaction Required to be Reported:

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

THL MANAGERS VIII, LLC

 

By: Thomas H. Lee Partners, L.P., its [Sole] [Managing] Member

 

By: Thomas H. Lee Advisors, LLC, its General Partner

 

By: THL Holdco, LLC, its Managing Member

 

 

 

 

 

 

By:

/s/ Mark A. Garcia

 

 

Name: Mark A. Garcia

 

 

Title: Chief Financial Officer, Funds

 

 

 

Dated: July 1, 2020

 

 

8

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

THL Holdco, LLC

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Earliest Transaction Required to be Reported:

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

THL HOLDCO, LLC

 

 

 

 

 

 

By:

/s/ Mark A. Garcia

 

 

Name: Mark A. Garcia

 

 

Title: Chief Financial Officer, Funds

 

 

 

Dated: July 1, 2020

 

 

9

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

Thomas M. Hagerty

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Event Requiring Statement (Month/Day/Year):

July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

 

/s/ Thomas M. Hagerty

 

 

Thomas M. Hagerty

 

 

 

Dated: July 1, 2020

 

 

10

 

Joint Filer Information

 

(continued)

 

Name of Joint Filer:

Gnaneshwar B. Rao

 

 

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

 

100 Federal Street, 35th Floor

 

Boston, MA 02110

 

 

Relationship of Joint Filer to Issuer:

Director

 

 

Issuer Name and Ticker or Trading Symbol:

Dun & Bradstreet Holdings, Inc. [DNB]

 

 

Date of Event Requiring Statement (Month/Day/Year):

Dated: July 1, 2020

 

 

Designated Filer:

Thomas H. Lee Advisors, LLC

 

 

Signature:

 

 

 

 

/s/ Gnaneshwar B. Rao

 

 

Gnaneshwar B. Rao

 

 

 

Dated:  July 1, 2020

 

 

11