0001140361-17-046120.txt : 20171213 0001140361-17-046120.hdr.sgml : 20171213 20171213201146 ACCESSION NUMBER: 0001140361-17-046120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20171211 FILED AS OF DATE: 20171213 DATE AS OF CHANGE: 20171213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jain Uttam K. CENTRAL INDEX KEY: 0001599971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37344 FILM NUMBER: 171254990 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARNTERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Joshua M CENTRAL INDEX KEY: 0001375529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37344 FILM NUMBER: 171254991 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: FLOOR 35 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABBRECHT TODD M CENTRAL INDEX KEY: 0001260937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37344 FILM NUMBER: 171254989 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS H. LEE ADVISORS, LLC CENTRAL INDEX KEY: 0001260943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37344 FILM NUMBER: 171254988 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6172271050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 FORMER NAME: FORMER CONFORMED NAME: LEE THOMAS H ADVISORS LLC DATE OF NAME CHANGE: 20030822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Putnam Investments Employees' Securities Co III LLC CENTRAL INDEX KEY: 0001545929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37344 FILM NUMBER: 171254992 BUSINESS ADDRESS: STREET 1: C/O THOMAS H.LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 -227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H.LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Great-West Investors LP CENTRAL INDEX KEY: 0001604101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37344 FILM NUMBER: 171254993 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARNTERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARNTERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL Equity Fund VI Investors (PC), L.P. CENTRAL INDEX KEY: 0001638993 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37344 FILM NUMBER: 171254986 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARNTERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARNTERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL PC Topco, L.P. CENTRAL INDEX KEY: 0001601041 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37344 FILM NUMBER: 171254987 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARNTERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARNTERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Party City Holdco Inc. CENTRAL INDEX KEY: 0001592058 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 460539758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 GRASSLANDS ROAD CITY: ELMSFORD STATE: NY ZIP: 10523 BUSINESS PHONE: 914-345-2020 MAIL ADDRESS: STREET 1: 80 GRASSLANDS ROAD CITY: ELMSFORD STATE: NY ZIP: 10523 FORMER COMPANY: FORMER CONFORMED NAME: PC Topco Holdings, Inc. DATE OF NAME CHANGE: 20131114 4 1 form4.xml FORM 4 X0306 4 2017-12-11 0001592058 Party City Holdco Inc. PRTY 0001260943 THOMAS H. LEE ADVISORS, LLC C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true true 0001601041 THL PC Topco, L.P. C/O THOMAS H. LEE PARNTERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true 0001638993 THL Equity Fund VI Investors (PC), L.P. C/O THOMAS H. LEE PARNTERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true 0001604101 Great-West Investors LP C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true 0001545929 Putnam Investments Employees' Securities Co III LLC C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true 0001260937 ABBRECHT TODD M C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true 0001375529 Nelson Joshua M C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true 0001599971 Jain Uttam K. C/O THOMAS H. LEE PARNTERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 true Common Stock 2017-12-11 4 S 0 7441694 12.67 D 57716258 I See footnotes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). See Exhibit 99.1 for text of footnote (5). THOMAS H. LEE ADVISORS, LLC By: THL Holdco, LLC, its Managing Member By: /s/ Charles P. Holden Name: Charles P. Holden Title: Managing Director 2017-12-13 EX-99.1 2 ex99_1.htm EXHIBIT 99.1

Exhibit 99.1

Name and Address of Reporting Person:

Thomas H. Lee Advisors, LLC

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc.

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Footnotes to Form 4

(1) This report is being filed by the following Reporting Persons: Thomas H. Lee Advisors, LLC (“THL Advisors”), Thomas H. Lee Equity Fund VI, L.P. (“THL Equity VI”), Thomas H. Lee Parallel Fund VI, L.P. (“Parallel Fund VI”), Thomas H. Lee Parallel (DT) Fund VI, L.P. (“DT Fund VI”), THL Coinvestment Partners, L.P. (“THL Coinvestment”), THL Operating Partners, L.P. (“THL Operating”), THL PC Topco, L.P. (“THL Topco”), THL Equity Fund VI Investors (PC), L.P. (“THL PC”) together with THL Equity VI, Parallel Fund VI, DT Fund VI, THL Coinvestment, THL Operating, THL Topco and THL PC, (the “THL Funds”) as well as Great-West Investors, L.P. (“Great West”) and Putnam Investments Employees’ Securities Company III LLC (“Putnam III”); Todd M. Abbrecht, Joshua M. Nelson and Uttam K. Jain. This Form 4 is in two parts and is jointly filed with the Reporting Persons in both parts. See Remarks.

(2) THL Advisors is the general partner of Thomas H. Lee Partners, L.P., which in turn is the general partner of THL Coinvestment and the sole member of THL Equity Advisors VI, LLC (“THL Advisors VI”), which in turn is the general partner of the THL Equity VI, Parallel Fund VI, DT Fund VI, THL Operating, THL Topco and THL PC. THL Advisors is attorney-in-fact of Great West and Putnam Investments, LLC, which is the managing member of Putnam Investments Holdings, LLC, which in turn is the managing member of Putnam III.

(3) Each of the Reporting Persons disclaims beneficial ownership of the securities listed in this report, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose, except to the extent of such Reporting Person’s pecuniary interest therein.

(4) Represents shares of the Issuer held directly and sold by THL Topco, although such shares are beneficially owned by the following entities: 3,177,070 shares sold by THL Equity VI; 2,151,342 shares sold by Parallel Fund VI; 375,796 shares sold by DT Fund VI; 102,375 shares sold by THL Coinvestment; 8,283 shares sold by THL Operating; 1,593,824 shares sold by THL PC; 16,531 shares sold by Great West; and 16,473 shares sold by Putnam III.

(5) Represents shares of the Issuer held directly following the transaction by THL Topco, although such shares are beneficially owned by the following entities: 24,640,697 shares owned by THL Equity VI; 16,685,370 shares owned by Parallel Fund VI; 2,914,599 shares owned by DT Fund VI; 793,994 shares owned by THL Coinvestment; 64,245 shares owned by THL Operating; 12,361,376 shares owned by THL PC; 128,212 shares owned by Great West; and 127,765 shares owned by Putnam III.

EX-99.2 3 ex99_2.htm EXHIBIT 99.2

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:

Thomas H. Lee Equity Fund VI, L.P.

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

10% Owner

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE EQUITY FUND VI, L.P.

By: THL Equity Advisors VI, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

Thomas H. Lee Parallel Fund VI, L.P.

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

10% Owner

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE PARALLEL FUND VI, L.P.

By: THL Equity Advisors VI, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

Thomas H. Lee Parallel (DT) Fund VI, L.P.

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

10% Owner

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE PARALLEL (DT) FUND VI, L.P.

By: THL Equity Advisors VI, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

THL Coinvestment Partners, L.P.

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

10% Owner

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

THL COINVESTMENT PARTNERS, L.P.

By: Thomas H. Lee Partners, L.P., its General Partner

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

THL Operating Partners, L.P.

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

10% Owner

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

THL OPERATING PARTNERS, L.P.

By: Thomas H. Lee Partners, L.P., its General Partner

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

THL PC Topco, L.P.

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

10% Owner

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

THL PC TOPCO, L.P.

By: THL Equity Advisors VI, LLC, its Manager

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

THL Equity Fund VI Investors (PC), L.P.

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

10% Owner

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

THL EQUITY FUND VI INVESTORS (PC), L.P.

By: THL Equity Advisors VI, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:

Great-West Investors, LP

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

10% Owner

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

GREAT-WEST INVESTORS, LP

By: Thomas H. Lee Advisors, LLC, its Attorney-in-Fact

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

Putnam Investments Employees’ Securities Company III, LLC

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

10% Owner

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

PUTNAM INVESTMENTS EMPLOYEES’ SECURITIES COMPANY III, LLC

By: Putnam Investment Holdings, LLC, its Managing Member

By: Putnam Investments, LLC, its Managing Member

By: Thomas H. Lee Advisors, LLC, its Attorney-in-Fact

By: THL Holdco, LLC, its Managing Member

By:	/s/ Charles P. Holden
	Name: Charles P. Holden
	Title: Managing Director

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

Todd M. Abbrecht

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

Director

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

/s/ Todd M. Abbrecht
Todd M. Abbrecht

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

Joshua M. Nelson

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

Director

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

	/s/ Joshua M. Nelson
	Joshua M. Nelson

Dated: December 13, 2017

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:

Uttam K. Jain

Address of Joint Filer:

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02110

Relationship of Joint Filer to Issuer:

Director

Issuer Name and Ticker or Trading Symbol:

Party City Holdco Inc. [PRTY]

Date of Earliest Transaction Required to be

Reported (Month/Day/Year):

December 11, 2017

Designated Filer:

Thomas H. Lee Advisors, LLC

Signature:

	/s/ Uttam K. Jain
	Uttam K. Jain

Dated: December 13, 2017