0001610520-24-000125.txt : 20240626
0001610520-24-000125.hdr.sgml : 20240626
20240626114716
ACCESSION NUMBER: 0001610520-24-000125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240626
FILED AS OF DATE: 20240626
DATE AS OF CHANGE: 20240626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UBS Group AG
CENTRAL INDEX KEY: 0001610520
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
ORGANIZATION NAME: 02 Finance
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21423
FILM NUMBER: 241071749
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
BUSINESS PHONE: 41-44-234-1111
MAIL ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI DIVIDEND & INCOME TRUST
CENTRAL INDEX KEY: 0001260729
ORGANIZATION NAME:
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2024-06-26
1
0001260729
GABELLI DIVIDEND & INCOME TRUST
GDV
0001610520
UBS Group AG
BAHNHOFSTRASSE 45
ZURICH
V8
CH-8001
SWITZERLAND
0
0
1
0
0
Auction Preferred Stock
2024-06-26
4
J
0
19
25000
D
0
I
By Subsidiary
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients.
This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
36242H302, Series B
Andrew Johnson
2024-06-26
Jignesh Doshi
2024-06-26