0000909012-17-000076.txt : 20170316
0000909012-17-000076.hdr.sgml : 20170316
20170316134254
ACCESSION NUMBER: 0000909012-17-000076
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Manning & Napier, Inc.
CENTRAL INDEX KEY: 0001524223
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452609100
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-86504
FILM NUMBER: 17693814
BUSINESS ADDRESS:
STREET 1: 290 WOODCLIFF DRIVE
CITY: FAIRPORT
STATE: NY
ZIP: 14450
BUSINESS PHONE: (585) 325-6880
MAIL ADDRESS:
STREET 1: 290 WOODCLIFF DRIVE
CITY: FAIRPORT
STATE: NY
ZIP: 14450
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: BERNZOTT CAPITAL ADVISORS
CENTRAL INDEX KEY: 0001260468
IRS NUMBER: 770469710
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 888 WEST VENTURA BLVD. SUITE B
CITY: CAMARILLO
STATE: CA
ZIP: 93010-8383
BUSINESS PHONE: 8053899445
MAIL ADDRESS:
STREET 1: 888 WEST VENTURA BLVD. SUITE B
CITY: CAMARILLO
STATE: CA
ZIP: 93010-8383
SC 13G/A
1
t308109.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO.2)*
MANNING & NAPIER, INC.
------------------------------------
(Name of Issuer)
Common
------------------------------------
(Title of Class of Securities)
56382Q102
--------------------
(CUSIP Number)
March 2, 2017
-------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
PAGE 1 OF 4 PAGES
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Bernzott Capital Advisors 77-0464710
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [_]
N/A
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
125,218
NUMBER OF -----------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH -----------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 125,218
-----------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
125,218
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
.89%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IA
--------------------------------------------------------------------------------
PAGE 2 OF 4 PAGES
Item 1(a) Name of Issuer:
Manning & Napier Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
290 Woodcliff Drive
Fairport, NY 14450
Item 2(a) Name of Person Filing:
Bernzott Capital Advisors
Item 2(b) Address of the Principal Office or, if none, Residence:
888 W. Ventura Blvd.
Suite B
Camarillo, CA 92010
Item 2(c) Citizenship:
United States
Item 2(d) Title of Class of Securities:
Common Stock
Item 2(e) CUSIP Number:
56382Q102
Item 3 If the Statement is being filed pursuant to Rule
13d-1(b), or 13d-2(b), check whether the person filing
is a:
(e) An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E)
Item 4 Ownership:
(a) Amount Beneficially Owned: 125,218
(b) Percent of Class: .89%
(c) Number of shares as to which such person has:
(i) sole power to vote or direct the vote: 125,218
(ii) shared power to vote or direct the vote: 0
(iii) sole power to dispose or to direct the
disposition of: 125,218
(iv) shared power to dispose or to direct the
disposition of: 0
PAGE 3 OF 4 PAGES
Item 5 Ownership of Five Percent or Less of a Class: If this
statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be
the beneficial owner of more than five percent of the
class of securities, check the following [X].
Item 6 Ownership of More than Five Percent on Behalf of
Another Person:
Not applicable.
Item 7 Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the
Parent Holding Company:
Not applicable.
Item 8 Identification and Classification of Members of the
Group:
Not applicable.
Item 9 Notice of Dissolution of a Group:
Not applicable.
Item 10 Certification:
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of
business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing
the control of the issuer of such securities and were
were not acquired in connection with or as a participant
in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated:
Bernzott Capital Advisors
By: /S/ HANS WALSH
-------------------------------------
Name: Hans Walsh
Title: COO/CCO
PAGE 4 OF 4 PAGES