0001260098-20-000004.txt : 20200824 0001260098-20-000004.hdr.sgml : 20200824 20200824102547 ACCESSION NUMBER: 0001260098-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200820 FILED AS OF DATE: 20200824 DATE AS OF CHANGE: 20200824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMWEE ROBERT CENTRAL INDEX KEY: 0001260098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 201125186 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 720-0300 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 wf-form4_159827913323215.xml FORM 4 X0306 4 2020-08-20 0 0001496099 New Mountain Finance Corp NMFC 0001260098 HAMWEE ROBERT C/O NEW MOUNTAIN CAPITAL, L.L.C. 787 7TH AVENUE, 48TH FLOOR NEW YORK NY 10019 1 1 0 0 CEO Common Stock 2020-08-20 4 P 0 1114 9.96 A 426473.127 D Common Stock 2020-08-20 4 P 0 3300 9.955 A 429773.127 D Common Stock 2020-08-20 4 P 0 2900 9.945 A 432673.127 D Common Stock 2020-08-20 4 P 0 4925 9.94 A 437598.127 D Common Stock 2020-08-20 4 P 0 6458 9.95 A 444056.127 D Common Stock 2020-08-20 4 P 0 800 9.935 A 444856.127 D Common Stock 2020-08-20 4 P 0 500 9.905 A 445356.127 D Common Stock 2020-08-20 4 P 0 1601 9.91 A 446957.127 D Common Stock 2020-08-20 4 P 0 1000 9.915 A 447957.127 D Common Stock 2020-08-20 4 P 0 1600 9.92 A 449557.127 D Common Stock 2020-08-20 4 P 0 1600 9.93 A 451157.127 D Common Stock 2020-08-20 4 P 0 100 9.925 A 451257.127 D Common Stock 2020-08-20 4 P 0 3500 9.885 A 454757.127 D Common Stock 2020-08-20 4 P 0 100 9.89 A 454857.127 D Common Stock 2020-08-20 4 P 0 302 9.88 A 455159.127 D Common Stock 2020-08-20 4 P 0 100 9.875 A 455259.127 D Common Stock 2020-08-20 4 P 0 100 9.865 A 455359.127 D Common Stock 12000 I By Spouse, Dana L. Hamwee Inherited IRA Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020. /s/ Robert Hamwee 2020-08-24