0001104659-23-087912.txt : 20230804
0001104659-23-087912.hdr.sgml : 20230804
20230804170054
ACCESSION NUMBER: 0001104659-23-087912
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230727
FILED AS OF DATE: 20230804
DATE AS OF CHANGE: 20230804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAMWEE ROBERT
CENTRAL INDEX KEY: 0001260098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00832
FILM NUMBER: 231144772
MAIL ADDRESS:
STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION
STREET 2: 787 7TH AVENUE, 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Mountain Finance Corp
CENTRAL INDEX KEY: 0001496099
IRS NUMBER: 272978010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2127300200
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: New Mountain Guardian Corp
DATE OF NAME CHANGE: 20100706
4
1
tm2322919-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-07-27
0
0001496099
New Mountain Finance Corp
NMFC
0001260098
HAMWEE ROBERT
C/O NEW MOUNTAIN CAPITAL, L.L.C.
1633 BROADWAY, 48TH FLOOR
NEW YORK
NY
10019
1
0
0
0
0
Common Stock
2023-07-27
4
S
0
15
12.86
D
549373.11
D
Common Stock
12000
I
By Spouse, Dana L. Hamwee Inherited IRA
Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on June 17, 2022.
A portion of Mr. Hamwee's shares are directly held in an account that permits the account manager to dispose of securities held therein to cover an annual management fee related to such account. On July 27, 2023, without Mr. Hamwee's knowledge, the sale reflected in this report was initiated by the account manager with the proceeds being used to cover the annual management fee. Mr. Hamwee was unaware of the transaction, and has since taken action to ensure prompt notification of subsequent dispositions by the account manager.
/s/ Robert Hamwee
2023-08-04