0001104659-23-087912.txt : 20230804 0001104659-23-087912.hdr.sgml : 20230804 20230804170054 ACCESSION NUMBER: 0001104659-23-087912 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMWEE ROBERT CENTRAL INDEX KEY: 0001260098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 231144772 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127300200 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 tm2322919-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-07-27 0 0001496099 New Mountain Finance Corp NMFC 0001260098 HAMWEE ROBERT C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 1 0 0 0 0 Common Stock 2023-07-27 4 S 0 15 12.86 D 549373.11 D Common Stock 12000 I By Spouse, Dana L. Hamwee Inherited IRA Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on June 17, 2022. A portion of Mr. Hamwee's shares are directly held in an account that permits the account manager to dispose of securities held therein to cover an annual management fee related to such account. On July 27, 2023, without Mr. Hamwee's knowledge, the sale reflected in this report was initiated by the account manager with the proceeds being used to cover the annual management fee. Mr. Hamwee was unaware of the transaction, and has since taken action to ensure prompt notification of subsequent dispositions by the account manager. /s/ Robert Hamwee 2023-08-04