0001209191-16-136063.txt : 20160809
0001209191-16-136063.hdr.sgml : 20160809
20160809151717
ACCESSION NUMBER: 0001209191-16-136063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160805
FILED AS OF DATE: 20160809
DATE AS OF CHANGE: 20160809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vassallo Steven
CENTRAL INDEX KEY: 0001567929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 161817608
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-05
1
0001259515
CONTROL4 CORP
CTRL
0001567929
Vassallo Steven
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner and Director
Common Stock
2016-08-05
2016-08-05
4
J
0
1300000
0.00
D
1956419
I
By: Foundation Capital IV, L.P.
Common Stock
37559
I
By: FC IV Active Advisors Fund, LLC
Common Stock
40364
I
By: Foundation Capital IV Principals Fund, LLC
Common Stock
240332
I
By: Foundation Capital VI, L.P.(
Common Stock
2684
I
By: Foundation Capital VI Principals Fund, LLC
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital IV, L.P. effected following the close of the trading market on August 5, 2016 without consideration to its limited partners.
Foundation Capital Management Co. IV, L.L.C. serves as the general partner of Foundation Capital IV, L.P. and the manager of FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Mr. Vassallo is a non-managing member of Foundation Capital Management Co. IV, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Mr. Vassallo disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Foundation Capital Management Co. VI, L.L.C. serves as the general partner of Foundation Capital VI, L.P. and the manager of Foundation Capital VI Principals Fund, LLC. Mr. Vassallo is a managing member of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Mr. Vassallo disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
/s/ David Singer as Attorney-in-Fact for Steve Vassallo
2016-08-09