0001179110-19-006940.txt : 20190531 0001179110-19-006940.hdr.sgml : 20190531 20190531184005 ACCESSION NUMBER: 0001179110-19-006940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190531 FILED AS OF DATE: 20190531 DATE AS OF CHANGE: 20190531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Habiger David C CENTRAL INDEX KEY: 0001326409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 19871762 MAIL ADDRESS: STREET 1: C/O SONIC SOLUTIONS STREET 2: 101 ROWLAND WAY CITY: NOVATO STATE: CA ZIP: 94945 FORMER NAME: FORMER CONFORMED NAME: Habiger Dave DATE OF NAME CHANGE: 20050506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2019-05-31 0 0001259515 CONTROL4 CORP CTRL 0001326409 Habiger David C C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 1 0 0 0 Common Stock 2019-05-31 4 A 0 7180 0 A 30865 D This entry relates to the annual grant of RSUs granted to each qualifying director pursuant to Control4's Director Compensation Plan. Pursuant to this Plan, the director qualifies for this grant provided that she/he has served as a director for at least nine months prior to the Annual Meeting. The Annual Meeting was held on April 30, 2019, and the Reporting Person qualified for this grant as of that date. The total common stock reported on Table I includes 7,180 shares of common stock underlying RSUs granted on June 1, 2018, which vests as to all of the shares on May 15, 2020. Pursuant to the Plan, the number of shares subject to this grant was calculated by dividing $125,000 by the closing price of Control4 stock on the date of our Annual Meeting. /s/ Jonathan Tanner, attorney-in-fact for David C. Habiger 2019-05-31