0001179110-19-002238.txt : 20190221 0001179110-19-002238.hdr.sgml : 20190221 20190221163635 ACCESSION NUMBER: 0001179110-19-002238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cashen Susan CENTRAL INDEX KEY: 0001583025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 19622340 MAIL ADDRESS: STREET 1: C/O CONTROL4 CORPORATION STREET 2: 11734 S. ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2019-02-19 0 0001259515 CONTROL4 CORP CTRL 0001583025 Cashen Susan C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 0 1 0 0 SVP of Marketing Common Stock 2019-02-19 4 M 0 5016 4.88 A 14877 D Common Stock 2019-02-19 4 S 0 5016 17.93 D 9861 D Common Stock 2019-02-20 4 S 0 9861 17.83 D 0 D Common Stock 854 I By 401(k) Plan Stock Option (Right to Buy) 4.89 2019-02-19 4 M 0 5016 0 D 2019-08-31 Common Stock 5016 0 D Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018. Shares held in Reporting Person's 401(k) Plan. Incentive Stock Options granted September 1, 2009 that are fully vested. /s/ Jonathan Tanner, Attorney in fact for Susan Cashen 2019-02-21