0001179110-19-000855.txt : 20190122 0001179110-19-000855.hdr.sgml : 20190122 20190122180857 ACCESSION NUMBER: 0001179110-19-000855 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Maria CENTRAL INDEX KEY: 0001681308 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 19536190 MAIL ADDRESS: STREET 1: 2100 Q STREET CITY: SACRAMENTO STATE: CA ZIP: 95816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 5 1 edgar.xml FORM 5 - X0306 5 2018-12-31 0 0 1 0001259515 CONTROL4 CORP CTRL 0001681308 Thomas Maria C/O CONTROL4 CORPORATION 11734 SOUTH ELECTION ROAD SANDY UT 84020 1 0 0 0 Common Stock 2018-03-01 4 A 0 5900 0 A 5900 D Initial grant of RSUs pursuant to our 2013 Stock Option and Incentive Plan according to our equity compensation policy for new directors. Inadvertently missed timely filing on Form 4. The total common stock reported on Table I includes 5,900 shares of common stock underlying RSUs granted on March 1, 2018, which vests as to 1/3 of the Shares on May 15, 2019 and as to 1/12 of the shares each quarter thereafter. /s/ Jonathan Tanner, attorney-in-fact for Maria Thomas 2019-01-21