0001179110-19-000705.txt : 20190114 0001179110-19-000705.hdr.sgml : 20190114 20190114161409 ACCESSION NUMBER: 0001179110-19-000705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190111 FILED AS OF DATE: 20190114 DATE AS OF CHANGE: 20190114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Judd Bryce CENTRAL INDEX KEY: 0001678455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 19525195 MAIL ADDRESS: STREET 1: CONTROL4 CORPORATION STREET 2: 11734S ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2019-01-11 0 0001259515 CONTROL4 CORP CTRL 0001678455 Judd Bryce 11734 SOUTH ELECTION ROAD SALT LAKE CITY UT 84020 0 1 0 0 SVP of Sales Common Stock 2019-01-11 4 M 0 796 8.16 A 796 D Common Stock 2019-01-11 4 S 0 796 20.00 D 0 D Common Stock 2019-01-11 4 M 0 246 8.16 A 246 D Common Stock 2019-01-11 4 S 0 246 20.00 D 0 D Common Stock 753 I By 401(k) Plan Stock Option (Right to Buy) 8.16 2019-01-11 4 M 0 796 0 D 2026-06-29 Common Stock 796 18504 D Stock Option (Right to Buy) 8.16 2019-01-11 4 M 0 246 0 D 2026-06-29 Common Stock 246 246 D Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2017 Shares held in Reporting Person's 401(k) Plan. Incentive Stock Options granted June 30, 2016 that are fully vested. Non-Qualified Stock Options granted June 30, 2016 that are fully vested /s/ Jonathan Tanner, attorney-in-fact for Bryce Judd 2019-01-14