0001179110-18-013017.txt : 20181119 0001179110-18-013017.hdr.sgml : 20181119 20181119181846 ACCESSION NUMBER: 0001179110-18-013017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINDEL CHARLES E. JR. CENTRAL INDEX KEY: 0001748820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 181193737 MAIL ADDRESS: STREET 1: C/O CONTROL4 CORPORATION STREET 2: 11734 S. ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2018-11-15 0 0001259515 CONTROL4 CORP CTRL 0001748820 KINDEL CHARLES E. JR. 11734 SOUTH ELECTION ROAD SALT LAKE CITY UT 84020 0 1 0 0 SVP of Products Common Stock 2018-11-15 4 M 0 5050 A 8714 D Common Stock 2018-11-15 4 F 0 1230 22.21 D 7484 D Common Stock 61 I By 401(k) Plan Restricted Stock Units 2018-11-15 4 M 0 5050 0 D Common Stock 5050 10100 D Each Unit represents the right to receive, at settlement, one share of common stock at no cost. The federal and state tax withholding due at the vesting of these Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations. Shares held in Reporting Person's 401(k) Plan. This RSU was granted June 1, 2018. One-fourth of the shares in the award vested on August 15, 2018. The next 1/4 of the shares will vest on November 15, 2018, the next 1/4 on May 15, 2019, and the remaining 1/4 on November 15, 2019. /s/ Jonathan Tanner, attorney-in-fact for Charles Edward Kindel Jr. 2018-11-19