0001179110-18-013017.txt : 20181119
0001179110-18-013017.hdr.sgml : 20181119
20181119181846
ACCESSION NUMBER: 0001179110-18-013017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181115
FILED AS OF DATE: 20181119
DATE AS OF CHANGE: 20181119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KINDEL CHARLES E. JR.
CENTRAL INDEX KEY: 0001748820
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 181193737
MAIL ADDRESS:
STREET 1: C/O CONTROL4 CORPORATION
STREET 2: 11734 S. ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
4
1
edgar.xml
FORM 4 -
X0306
4
2018-11-15
0
0001259515
CONTROL4 CORP
CTRL
0001748820
KINDEL CHARLES E. JR.
11734 SOUTH ELECTION ROAD
SALT LAKE CITY
UT
84020
0
1
0
0
SVP of Products
Common Stock
2018-11-15
4
M
0
5050
A
8714
D
Common Stock
2018-11-15
4
F
0
1230
22.21
D
7484
D
Common Stock
61
I
By 401(k) Plan
Restricted Stock Units
2018-11-15
4
M
0
5050
0
D
Common Stock
5050
10100
D
Each Unit represents the right to receive, at settlement, one share of common stock at no cost.
The federal and state tax withholding due at the vesting of these Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
Shares held in Reporting Person's 401(k) Plan.
This RSU was granted June 1, 2018. One-fourth of the shares in the award vested on August 15, 2018. The next 1/4 of the shares will vest on November 15, 2018, the next 1/4 on May 15, 2019, and the remaining 1/4 on November 15, 2019.
/s/ Jonathan Tanner, attorney-in-fact for Charles Edward Kindel Jr.
2018-11-19