0001179110-18-012615.txt : 20181106
0001179110-18-012615.hdr.sgml : 20181106
20181106183609
ACCESSION NUMBER: 0001179110-18-012615
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181106
FILED AS OF DATE: 20181106
DATE AS OF CHANGE: 20181106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cashen Susan
CENTRAL INDEX KEY: 0001583025
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 181164305
MAIL ADDRESS:
STREET 1: C/O CONTROL4 CORPORATION
STREET 2: 11734 S. ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
4
1
edgar.xml
FORM 4 -
X0306
4
2018-11-06
0
0001259515
CONTROL4 CORP
CTRL
0001583025
Cashen Susan
C/O CONTROL4 CORPORATION
11734 S. ELECTION ROAD
SALT LAKE CITY
UT
84020
0
1
0
0
SVP of Marketing
Common Stock
2018-11-06
4
M
0
5022
4.89
A
5022
D
Common Stock
2018-11-06
4
S
0
5022
23.20
D
0
D
Common Stock
2018-11-06
4
M
0
2500
11.28
A
2500
D
Common Stock
2018-11-06
4
S
0
2500
22.80
D
0
D
Common Stock
743
I
By 401(k) Plan
Stock Option (Right to Buy)
4.89
2018-11-06
4
M
0
5022
0
D
2019-08-31
Common Stock
5022
20082
D
Stock Option (Right to Buy)
11.28
2018-11-06
4
M
0
2500
0
D
2023-06-10
Common Stock
2500
0
D
Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $22.80 per share to $23.56 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
Shares held in Reporting Person's 401(k) Plan.
Incentive Stock Options granted September 1, 2009 that are fully vested.
Incentive Stock Options granted June 11, 2013 that are fully vested.
/s/ Jonathan Tanner, Attorney in fact for Susan Cashen
2018-11-06