0001179110-18-011519.txt : 20180918 0001179110-18-011519.hdr.sgml : 20180918 20180918175629 ACCESSION NUMBER: 0001179110-18-011519 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180917 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cashen Susan CENTRAL INDEX KEY: 0001583025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 181076553 MAIL ADDRESS: STREET 1: C/O CONTROL4 CORPORATION STREET 2: 11734 S. ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2018-09-17 0 0001259515 CONTROL4 CORP CTRL 0001583025 Cashen Susan C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 0 1 0 0 SVP of Marketing Common Stock 2018-09-17 4 M 0 2049 6.14 A 2049 D Common Stock 2018-09-17 4 S 0 2049 36.96 D 0 D Common Stock 2018-09-17 4 M 0 5022 4.89 A 5022 D Common Stock 2018-09-17 4 S 0 5022 36.79 D 0 D Common Stock 686 I By 401(k) Plan Stock Option (Right to Buy) 6.14 2018-09-17 4 M 0 2049 0 D 2021-05-25 Common Stock 2049 2049 D Stock Option (Right to Buy) 4.89 2018-09-17 4 M 0 5022 0 D 2019-08-31 Common Stock 5022 25104 D Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $36.50 per share to $37.31 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. Shares held in Reporting Person's 401(k) Plan. Non-qualified Stock Options granted May 26, 2011 that are fully vested. Incentive Stock Options granted September 1, 2009 that are fully vested. /s/ Jonathan Tanner, Attorney in fact for Susan Cashen 2018-09-18