0001179110-18-011519.txt : 20180918
0001179110-18-011519.hdr.sgml : 20180918
20180918175629
ACCESSION NUMBER: 0001179110-18-011519
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180917
FILED AS OF DATE: 20180918
DATE AS OF CHANGE: 20180918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cashen Susan
CENTRAL INDEX KEY: 0001583025
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 181076553
MAIL ADDRESS:
STREET 1: C/O CONTROL4 CORPORATION
STREET 2: 11734 S. ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
4
1
edgar.xml
FORM 4 -
X0306
4
2018-09-17
0
0001259515
CONTROL4 CORP
CTRL
0001583025
Cashen Susan
C/O CONTROL4 CORPORATION
11734 S. ELECTION ROAD
SALT LAKE CITY
UT
84020
0
1
0
0
SVP of Marketing
Common Stock
2018-09-17
4
M
0
2049
6.14
A
2049
D
Common Stock
2018-09-17
4
S
0
2049
36.96
D
0
D
Common Stock
2018-09-17
4
M
0
5022
4.89
A
5022
D
Common Stock
2018-09-17
4
S
0
5022
36.79
D
0
D
Common Stock
686
I
By 401(k) Plan
Stock Option (Right to Buy)
6.14
2018-09-17
4
M
0
2049
0
D
2021-05-25
Common Stock
2049
2049
D
Stock Option (Right to Buy)
4.89
2018-09-17
4
M
0
5022
0
D
2019-08-31
Common Stock
5022
25104
D
Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $36.50 per share to $37.31 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
Shares held in Reporting Person's 401(k) Plan.
Non-qualified Stock Options granted May 26, 2011 that are fully vested.
Incentive Stock Options granted September 1, 2009 that are fully vested.
/s/ Jonathan Tanner, Attorney in fact for Susan Cashen
2018-09-18