0001179110-18-010440.txt : 20180809 0001179110-18-010440.hdr.sgml : 20180809 20180809161043 ACCESSION NUMBER: 0001179110-18-010440 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180808 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cashen Susan CENTRAL INDEX KEY: 0001583025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 181005125 MAIL ADDRESS: STREET 1: C/O CONTROL4 CORPORATION STREET 2: 11734 S. ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2018-08-08 0 0001259515 CONTROL4 CORP CTRL 0001583025 Cashen Susan C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 0 1 0 0 SVP of Marketing Common Stock 2018-08-08 4 M 0 2801 20.91 A 2801 D Common Stock 2018-08-08 4 S 0 2801 31.42 D 0 D Common Stock 2018-08-08 4 M 0 2199 20.91 A 2199 D Common Stock 2018-08-08 4 S 0 2199 31.42 D 0 D Common Stock 686 I By 401(k) Plan Stock Option (Right to Buy) 20.91 2018-08-08 4 M 0 2801 0 D 2024-02-27 Common Stock 2801 0 D Stock Option (Right to Buy) 20.91 2018-08-08 4 M 0 2199 0 D 2024-02-27 Common Stock 2199 0 D Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018. Shares held in Reporting Person's 401(k) Plan. Non-qualified Stock Options granted February 28, 2014 that are fully vested. Incentive Stock Options granted February 28, 2014 that are fully vested. /s/ Jonathan Tanner, Attorney in fact for Susan Cashen 2018-08-09