0001179110-18-010431.txt : 20180809
0001179110-18-010431.hdr.sgml : 20180809
20180809123348
ACCESSION NUMBER: 0001179110-18-010431
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180803
FILED AS OF DATE: 20180809
DATE AS OF CHANGE: 20180809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KINDEL CHARLES E. JR.
CENTRAL INDEX KEY: 0001748820
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 181004223
MAIL ADDRESS:
STREET 1: C/O CONTROL4 CORPORATION
STREET 2: 11734 S. ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
3
1
edgar.xml
FORM 3 -
X0206
3
2018-08-03
0
0001259515
CONTROL4 CORP
CTRL
0001748820
KINDEL CHARLES E. JR.
11734 SOUTH ELECTION ROAD
SALT LAKE CITY
UT
84020
0
1
0
0
SVP of Products
Common Stock
6
I
By 401(k) Plan
Restricted Stock Units
0
Common Stock
20200
D
Restricted Stock Units
0
Common Stock
10100
D
Performance-based Restricted Stock Units
0
Common Stock
10100
D
Performance-based Restricted Stock Units
0
Common Stock
7750
D
Shares held in Reporting Person's 401(k) Plan.
This RSU was granted June 1, 2018. One-fourth of the shares in the award will vest on August 15, 2018. The next 1/4 of the shares will vest on November 15, 2018, the next 1/4 on May 15, 2019, and the remaining 1/4 on November 15, 2019.
This RSU was granted on June 1, 2018. One-third of the shares in the award will vest on February 15, 2019. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly on the 15th of May, August, November and February in each of the following eight quarters.
This PSU award was granted on June 1, 2018. One-third of the shares in the award will vest on February 15, 2019 due to the achievement of a certain 2018 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
This PSU award was granted on June 1, 2018, and upon the certification that certain 2018 financial performance goals were achieved, these shares will vest in proportion to the achievement of such goals on February 15, 2019, subject to the reporting person's continuous service to the Issuer on each such date.
/s/ Jonathan Tanner, attorney-in-fact for Charles Edward Kindel Jr.
2018-08-09
EX-24
2
ex24kindelpoa.txt
LIMITED POWER OF ATTORNEY
The undersigned hereby constitutes and appoints
each of Martin Plaehn, Mark Novakovich, JD Ellis, Jonathan Tanner
and Richard Kline, signing singly, and with full power of substitution,
the undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the
undersigned, in the undersigned's capacity as an officer and/or
director of Control4 Corporation (the "Company"), from time to
time the following U.S. Securities and Exchange Commission
("SEC") forms: (i) Form ID, including any attached documents, to
effect the assignment of codes to the undersigned to be used in
the transmission of information to the SEC using the EDGAR
System; (ii) Form 3, Initial Statement of Beneficial Ownership of
Securities, including any attached documents; (iii) Form 4,
Statement of Changes in Beneficial Ownership of Securities,
including any attached documents; (iv) Form 5, Annual Statement
of Beneficial Ownership of Securities in accordance with Section
16(a) of the Securities Exchange Act of 1934, as amended, and the
rules thereunder, including any attached documents; (v) Schedule
13D and (vi) amendments of each thereof, in accordance with the
Securities Exchange Act of 1934, as amended, and the rules
thereunder, including any attached documents;
(2) do and perform any and all acts for and
on behalf of the undersigned which may be necessary or desirable
to complete and execute any such Form 3, 4 or 5, Schedule 13D or
any amendment(s) thereto, and timely file such form(s) with the
SEC and any securities exchange, national association or similar
authority; and
(3) take any other action of any type
whatsoever in connection with the foregoing which, in the opinion
of such attorney-in-fact, may be of benefit to, in the best
interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact
on behalf of the undersigned pursuant to this Power of Attorney
shall be in such form and shall contain such terms and conditions
as such attorney-in-fact may approve in such attorney-in-fact's
discretion.
The undersigned hereby grants to each such
attorney-in-fact, acting singly, full power and authority to do
and perform any and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do
or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to
comply with Section 16 or Regulation 13D-G of the Securities
Exchange Act of 1934, as amended. The undersigned hereby agrees
to indemnify the attorney in fact and the Company from and
against any demand, damage, loss, cost or expense arising from
any false or misleading information provided by the undersigned
to the attorney-in fact.
This Power of Attorney shall remain in full force
and effect until the undersigned is no longer required to file
such forms with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this
Power of Attorney to be executed as of July 30, 2018.
/s/ Charles Kindel
-------------------
Charles Kindel