0001179110-18-009769.txt : 20180717 0001179110-18-009769.hdr.sgml : 20180717 20180717175607 ACCESSION NUMBER: 0001179110-18-009769 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180716 FILED AS OF DATE: 20180717 DATE AS OF CHANGE: 20180717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cashen Susan CENTRAL INDEX KEY: 0001583025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 18957296 MAIL ADDRESS: STREET 1: C/O CONTROL4 CORPORATION STREET 2: 11734 S. ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2018-07-16 0 0001259515 CONTROL4 CORP CTRL 0001583025 Cashen Susan C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 0 1 0 0 SVP of Marketing Common Stock 2018-07-16 4 M 0 5022 4.89 A 5022 D Common Stock 2018-07-16 4 S 0 5022 25.07 D 0 D Common Stock 2018-07-16 4 M 0 2500 11.28 A 2500 D Common Stock 2018-07-16 4 S 0 2500 25.16 D 0 D Common Stock 687 I By 401(k) Plan Stock Option (Right to Buy) 4.89 2018-07-16 4 M 0 5022 0 D 2019-10-31 Common Stock 5022 35148 D Stock Option (Right to Buy) 11.28 2018-07-16 4 M 0 2500 0 D 2023-06-10 Common Stock 2500 2500 D Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.92 per share to $25.31 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.05 per share to $25.30 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. Shares held in Reporting Person's 401(k) Plan. Incentive Stock Options granted September 1, 2009 that are fully vested. Incentive Stock Options granted June 11, 2013 that are fully vested. /s/ Jonathan Tanner, Attorney in fact for Susan Cashen 2018-07-17