0001179110-17-007463.txt : 20170517
0001179110-17-007463.hdr.sgml : 20170517
20170517193002
ACCESSION NUMBER: 0001179110-17-007463
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170515
FILED AS OF DATE: 20170517
DATE AS OF CHANGE: 20170517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cashen Susan
CENTRAL INDEX KEY: 0001583025
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 17853184
MAIL ADDRESS:
STREET 1: C/O CONTROL4 CORPORATION
STREET 2: 11734 S. ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
4
1
edgar.xml
FORM 4 -
X0306
4
2017-05-15
0
0001259515
CONTROL4 CORP
CTRL
0001583025
Cashen Susan
C/O CONTROL4 CORPORATION
11734 S. ELECTION ROAD
SALT LAKE CITY
UT
84020
0
1
0
0
SVP of Marketing
Common Stock
2017-05-15
4
M
0
1417
A
1417
D
Common Stock
2017-05-15
4
F
0
533
18.11
D
884
D
Common Stock
2017-05-15
4
M
0
1417
A
2301
D
Common Stock
2017-05-15
4
F
0
533
18.11
D
1768
D
Common Stock
28
I
By 401(k) Plan
Performance-based Restricted Stock Units
2017-05-15
4
M
0
1417
0
D
Common Stock
1417
9917
D
Restricted Stock
2017-05-15
4
M
0
1417
0
D
Common Stock
1417
9917
D
Each unit represents the right to receive, at settlement, one share of common stock at no cost.
The federal and state tax withholding due at the vesting of Performance-based Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Conrol4 on behalf of the Reporting Person.
The federal and state tax withholding due at the vesting of Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Conrol4 on behalf of the Reporting Person.
This PSU award was granted on January 1, 2016. One-third of the shares in the award vested on February 10, 2017 due to the achievement of a certain 2016 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
This RSU award was granted on January 1, 2016. One-third of the shares in the award vested on February 10, 2017. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
Based on Reporting Person's 401(k) Plan Statement.
/s/ Greg Bishop, Attorney in fact for Susan Cashen
2017-05-17