SEC Form 4

FORM 4		UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940	OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5
	Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person* Cashen Susan (Last) (First) (Middle) C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD (Street) SALT LAKE CITY UT 84020 (City) (State) (Zip)	2. Issuer Name and Ticker or Trading Symbol CONTROL4 CORP [ CTRL ]	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) SVP of Marketing
	3. Date of Earliest Transaction (Month/Day/Year) 02/10/2017
	4. If Amendment, Date of Original Filed (Month/Day/Year)	6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/10/2017		M		5,666	A	(1)	5,666	D
Common Stock	02/10/2017		F		2,481(2)	D	$13.93	3,185	D
Common Stock	02/10/2017		M		13,900	A	(1)	17,085	D
Common Stock	02/10/2017		F		5,250(2)	D	$13.93	11,835	D
Common Stock	02/10/2017		M		5,666	A	(1)	17,501	D
Common Stock	02/10/2017		F		2,130(3)	D	$13.93	15,371	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance-based Restricted Stock Units	(1)	02/10/2017		M			5,666	(4)	(4)	Common Stock	5,666	$0	11,334	D
Performance-based Restricted Stock Units	(1)	02/10/2017		M			13,900	(5)	(5)	Common Stock	13,900	$0	0	D
Restricted Stock Units	(1)	02/10/2017		M			5,666	(6)	(6)	Common Stock	5,666	$0	11,334	D

Explanation of Responses:

1. Each unit represents the right to receive, at settlement, one share of common stock at no cost.

2. The minimum federal and state tax withholding due at the vesting of Performance-based Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Conrol4 on behalf of the Reporting Person.

3. The minimum federal and state tax withholding due at the vesting of Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Conrol4 on behalf of the Reporting Person.

4. This PSU award was granted on January 1, 2016, and these shares represent the 1/3 of the shares in the award which vested on February 10, 2017 due to the achievement of a certain 2016 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly thereafter in each of the following eight quarters.

5. This PSU award was granted on January 1, 2016, and these shares represent all of shares in the award which vested on February 10, 2017 due to the achievement of a certain 2016 financial performance goal.

6. This RSU award was granted on January 1, 2016, and these shares represent the 1/3 of the shares in the award which vested on February 10, 2017. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly thereafter in each of the following eight quarters.

	/s/ Greg Bishop, Attorney in fact for Susan Cashen	02/13/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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