0001567619-20-006543.txt : 20200317
0001567619-20-006543.hdr.sgml : 20200317
20200317130454
ACCESSION NUMBER: 0001567619-20-006543
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200313
FILED AS OF DATE: 20200317
DATE AS OF CHANGE: 20200317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN JONATHAN H
CENTRAL INDEX KEY: 0001268530
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00638
FILM NUMBER: 20720204
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DR STE 215
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxford Square Capital Corp.
CENTRAL INDEX KEY: 0001259429
IRS NUMBER: 200118736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DR
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2039835275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: Oxford Street Capital Corp.
DATE OF NAME CHANGE: 20180319
FORMER COMPANY:
FORMER CONFORMED NAME: TICC Capital Corp.
DATE OF NAME CHANGE: 20071203
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP
DATE OF NAME CHANGE: 20030812
4
1
doc1.xml
FORM 4
X0306
4
2020-03-13
0
0001259429
Oxford Square Capital Corp.
OXSQ
0001268530
COHEN JONATHAN H
8 SOUND SHORE DRIVE
SUITE 255
GREENWICH
CT
06830
1
1
0
0
Chief Executive Officer
Common stock, $0.01 par value
2020-03-13
4
P
0
7662
2.6562
A
1412068
D
Common Stock
693
I
See footnote 2
The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $2.62 to $2.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Shares held by Oxford Fund, LLC, which may be deemed to be beneficially owned by Mr. Cohen by virtue of his ownership interest therein.
/s/ Jonathan H. Cohen
2020-03-17