0001213900-23-055128.txt : 20230706
0001213900-23-055128.hdr.sgml : 20230706
20230706152100
ACCESSION NUMBER: 0001213900-23-055128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230614
FILED AS OF DATE: 20230706
DATE AS OF CHANGE: 20230706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENTHAL SAUL B
CENTRAL INDEX KEY: 0001268529
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00638
FILM NUMBER: 231073376
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DR STE 215
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxford Square Capital Corp.
CENTRAL INDEX KEY: 0001259429
IRS NUMBER: 200118736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DR
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2039835275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: Oxford Street Capital Corp.
DATE OF NAME CHANGE: 20180319
FORMER COMPANY:
FORMER CONFORMED NAME: TICC Capital Corp.
DATE OF NAME CHANGE: 20071203
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP
DATE OF NAME CHANGE: 20030812
4
1
ownership.xml
X0407
4
2023-06-14
0
0001259429
Oxford Square Capital Corp.
OXSQ
0001268529
ROSENTHAL SAUL B
C/O OXFORD SQUARE CAPITAL CORP.
8 SOUND SHORE DRIVE, SUITE 255
GREENWICH
CT
06830
0
1
0
0
President and COO
0
Common Stock, par value $0.01 per share
2023-06-14
4
X
0
514194
2.66
A
2056776
D
Common Stock, par value $0.01 per share
1102
I
See Footnote
Transferable Subscription Rights (right to buy)
2.66
2023-06-14
4
X
0
514194
0.00
D
2023-05-24
2023-06-14
Common stock
514194
0
D
Shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal by virtue of his ownership interest therein.
On May 10, 2023, Oxford Square Capital Corp. (the "Company") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Company's common shares, as of the record date of May 23, 2023 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 16,633,723 of the Company's common shares. Record Date Shareholders received one Right for every three common shares held on the record date. The Rights entitle their holders to purchase one new common share for every one Right held. The subscription price per common share is $2.66. The subscription rights expired if they were not exercised by 5:00 p.m. Eastern time on June 14, 2023.
/s/ Saul B. Rosenthal
2023-07-06