0001213900-23-055126.txt : 20230706 0001213900-23-055126.hdr.sgml : 20230706 20230706152011 ACCESSION NUMBER: 0001213900-23-055126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN JONATHAN H CENTRAL INDEX KEY: 0001268530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00638 FILM NUMBER: 231073373 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DR STE 215 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Square Capital Corp. CENTRAL INDEX KEY: 0001259429 IRS NUMBER: 200118736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039835275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: Oxford Street Capital Corp. DATE OF NAME CHANGE: 20180319 FORMER COMPANY: FORMER CONFORMED NAME: TICC Capital Corp. DATE OF NAME CHANGE: 20071203 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP DATE OF NAME CHANGE: 20030812 4 1 ownership.xml X0407 4 2023-06-14 0 0001259429 Oxford Square Capital Corp. OXSQ 0001268530 COHEN JONATHAN H C/O OXFORD SQUARE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 1 1 0 0 Chief Executive Officer 0 Common Stock, par value $0.01 per share 2023-06-14 4 X 0 568122 2.66 A 2272489 D Common Stock, par value $0.01 per share 1102 I See Footnote Transferable Subscription Rights (right to buy) 2.66 2023-06-14 4 X 0 568122 0.00 D 2023-05-24 2023-06-14 Common stock 568122 0 D Shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen by virtue of his ownership interest therein. On May 10, 2023, Oxford Square Capital Corp. (the "Company") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Company's common shares, as of the record date of May 23, 2023 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 16,633,723 of the Company's common shares. Record Date Shareholders received one Right for every three common shares held on the record date. The Rights entitle their holders to purchase one new common share for every one Right held. The subscription price per common share is $2.66. The subscription rights expired if they were not exercised by 5:00 p.m. Eastern time on June 14, 2023. /s/ Jonathan H. Cohen 2023-07-06