0001144204-16-093275.txt : 20160407 0001144204-16-093275.hdr.sgml : 20160407 20160407164751 ACCESSION NUMBER: 0001144204-16-093275 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150814 FILED AS OF DATE: 20160407 DATE AS OF CHANGE: 20160407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TICC Capital Corp. CENTRAL INDEX KEY: 0001259429 IRS NUMBER: 200118736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039835275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP DATE OF NAME CHANGE: 20030812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubin Bruce L. CENTRAL INDEX KEY: 0001457589 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00638 FILM NUMBER: 161560562 MAIL ADDRESS: STREET 1: TICC CAPITAL CORP. STREET 2: 8 SOUND SHORE DRIVE, SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 3/A 1 v436525_3a.xml OWNERSHIP DOCUMENT X0206 3/A 2015-08-14 2015-08-14 0 0001259429 TICC Capital Corp. TICC 0001457589 Rubin Bruce L. C/O TICC CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 0 1 0 0 CFO, CAO, Secy. and Treas. Common Stock 663.5706 I By Children These shares were inadvertently omitted from the reporting person's original Form 3. An additional 25.35412 shares of common stock of TICC Capital Corp. ("TICC") were acquired by the reporting person's children from August 14, 2015 to April 7, 2016 through participation in TICC's dividend reinvestment plan. The reporting person disclaims beneficial ownership of any of the shares directly held by his children, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. /s/ Bruce Rubin 2016-04-07