0001144204-16-093275.txt : 20160407
0001144204-16-093275.hdr.sgml : 20160407
20160407164751
ACCESSION NUMBER: 0001144204-16-093275
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150814
FILED AS OF DATE: 20160407
DATE AS OF CHANGE: 20160407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TICC Capital Corp.
CENTRAL INDEX KEY: 0001259429
IRS NUMBER: 200118736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DR
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2039835275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP
DATE OF NAME CHANGE: 20030812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rubin Bruce L.
CENTRAL INDEX KEY: 0001457589
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00638
FILM NUMBER: 161560562
MAIL ADDRESS:
STREET 1: TICC CAPITAL CORP.
STREET 2: 8 SOUND SHORE DRIVE, SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
3/A
1
v436525_3a.xml
OWNERSHIP DOCUMENT
X0206
3/A
2015-08-14
2015-08-14
0
0001259429
TICC Capital Corp.
TICC
0001457589
Rubin Bruce L.
C/O TICC CAPITAL CORP.
8 SOUND SHORE DRIVE, SUITE 255
GREENWICH
CT
06830
0
1
0
0
CFO, CAO, Secy. and Treas.
Common Stock
663.5706
I
By Children
These shares were inadvertently omitted from the reporting person's original Form 3. An additional 25.35412 shares of common stock of TICC Capital Corp. ("TICC") were acquired by the reporting person's children from August 14, 2015 to April 7, 2016 through participation in TICC's dividend reinvestment plan.
The reporting person disclaims beneficial ownership of any of the shares directly held by his children, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
/s/ Bruce Rubin
2016-04-07