DEFA14A 1 v420346_defa14a.htm DEFA14A

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 14A
(RULE 14a-101)

 

INFORMATION REQUIRED IN PROXY STATEMENT

 

SCHEDULE 14A INFORMATION

 

PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Filed by the Registrant x
   
Filed by a Party other than the Registrant ¨

 

Check the appropriate box:

 

  ¨ Preliminary Proxy Statement
     
  ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
     
  ¨ Definitive Proxy Statement
     
  x Definitive Additional Materials
     
  ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12

 

TICC Capital Corp. 

(Name of Registrant as Specified in Its Charter)

 

(Name of Person(s) Filing Proxy Statement if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

 

  x No fee required.
     
  ¨ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

  (1) Title of each class of securities to which transaction applies:
     
(2) Aggregate number of securities to which transaction applies:
     
(3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined):
     
(4) Proposed maximum aggregate value of transaction:
     
(5) Total fee paid:

 

¨ Fee paid previously with preliminary materials.
     
  ¨ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.

 

  (1) Amount previously Paid:
     
(2) Form, schedule or registration statement No.:
     
(3) Filing party:
     
(4) Date filed:

 

   

 

 

 

TICC Capital Corp.

  

September 16, 2015

 

Dear Fellow Stockholder,

 

We are writing to remind you that the 2015 Special Meeting of Stockholders of TICC Capital Corp is scheduled for Tuesday, October 27, 2015 at 10:00 a.m. Eastern Time, at the offices of Sutherland Asbill & Brennan LLP located at 1114 Avenue of the Americas, 40th Floor, New York, New York 10036.

 

Our records indicate that as of August 31, 2015, the “Record Date” for the special meeting, you held shares of TICC Capital Corp. and therefore, you are entitled to vote on the matters described in the Company’s Proxy Statement, which were mailed to you, on September 3, 2015.  Our records indicate that we have not yet received your vote.

 

Your vote is important,

no matter how large or small your holdings may be.

 

Voting promptly will help reduce solicitation costs and will eliminate you receiving follow-up phone calls or mailings. You can cast your vote quickly and easily by signing, dating and mailing in the accompanying proxy card or voting instruction form; by calling 1-800-454-8683 to vote over the telephone, toll free; or by voting over the Internet at www.proxyvote.com. Please note that voting over the phone or Internet will require that you have your proxy control number available. That number is printed on the accompanying proxy card or voting instruction form. Stockholders with questions on how to vote are encouraged to contact the Company’s proxy solicitor, Okapi Partners LLC, at 1-877-566-1922.

 

The Company’s Board of Directors encourages you to vote your shares FOR all of the proposals.

 

Thank you for your investment in TICC Capital Corp. and for taking the time to vote your shares.

 

Sincerely,

 

Jonathan H. Cohen

Chief Executive Officer