0001144204-13-042909.txt : 20130805 0001144204-13-042909.hdr.sgml : 20130805 20130805105543 ACCESSION NUMBER: 0001144204-13-042909 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130723 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130805 DATE AS OF CHANGE: 20130805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TICC Capital Corp. CENTRAL INDEX KEY: 0001259429 IRS NUMBER: 200118736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00638 FILM NUMBER: 131009101 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039835275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP DATE OF NAME CHANGE: 20030812 8-K 1 v351913_8k.htm FORM 8-K

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

___________________________________

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

 

August 5, 2013 (July 23, 2013)

 

TICC CAPITAL CORP.

(Exact name of registrant as specified in its charter)

 

 

Maryland 000-50398 20-0188736
(State or other jurisdiction (Commission File Number) (I.R.S. Employer Identification No.)
of incorporation)    

 

8 Sound Shore Drive, Suite 255

Greenwich, CT 06830

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (203) 983-5275

 

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

TICC Capital Corp. (the “Company”) reconvened its Annual Meeting of Shareholders (the “Meeting”) on July 23, 2013, which was previously adjourned pursuant to a shareholder vote on June 5, 2013, and then reconvened and adjourned again on June 19, 2013, and submitted one remaining matter before the Meeting to the vote of the shareholders. A summary of the matter voted upon by shareholders is set forth below.

Shareholders elected one nominee for director to serve for a three-year term to expire at the 2016 Annual Meeting of Shareholders based on the following votes:

 

Name

   Votes For     Votes Withheld     Broker Non-Votes  
       
Tonia L. Pankopf     26,643,355       2,005,455       -  

 

 
 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Date: August 5, 2013 TICC CAPITAL CORP.
   
   
  By:  /s/ Saul B. Rosenthal
    Saul B. Rosenthal
President