Chief Compliance Officer

0001104659-22-023008.txt : 20220214 0001104659-22-023008.hdr.sgml : 20220214 20220214164536 ACCESSION NUMBER: 0001104659-22-023008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 IRS NUMBER: 010605583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12990 FILM NUMBER: 22633621 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001259313 XXXXXXXX 12-31-2021 12-31-2021 false ARES MANAGEMENT LLC

2000 Avenue of the Stars 12th Floor Los Angeles CA 90067

13F HOLDINGS REPORT 028-12990 Y In accordance with Special Instruction 9 to Form 13F, fair market value represents the value at the close of trading on the last trading day of the calendar year or quarter, as applicable. *The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities. Miriam G. Krieger Chief Compliance Officer 202-721-6180 /s/ Miriam G. Krieger Arlington VA 02-14-2022 7 45 3530603 false 1 0001620272 028-17046 ACOF Operating Manager IV, LLC 2 0001684171 028-18057 ACOF Investment Management LLC 3 0001683967 028-18943 ASSF Operating Manager IV, L.P. 4 0001462675 028-13594 Ares Enhanced Loan Investment Strategy Advisor IV, L.P. 5 0001684755 028-17562 Ares Capital Management III LLC 6 0001793548 028-21339 ASOF Investment Management LLC 7 0001683442 ARES EIF MANAGEMENT, LLC INFORMATION TABLE 2 a22-6267_1informationtable.xml INFORMATION TABLE Allegiant Travel Co. COM 01748X102 837 4473 SH DFND 5 4473 0 0 Antero Resources Corp COM 03674X106 1663 95000 SH DFND 5 95000 0 0 Archaea Energy Inc. COM CL A 03940F103 273151 14942640 SH DFND 7 14942640 0 0 Ares Cap Corp COM 04010L103 36865 1739759 SH DFND 4,5 1739759 0 0 ARKO Corp COM 041242108 18505 2110000 SH DFND 2110000 0 0 ARKO Corp *W EXP 12/22/202 041242116 1947 1100000 SH DFND 1100000 0 0 AZEK Co Inc/The CL A 05478C105 883003 19096090 SH DFND 1* 19096090 0 0 Bain Capital Specialty Finance Inc COM STK 05684B107 5894 387497 SH DFND 5 387497 0 0 Barings BDC Inc COM 06759L103 52132 4730652 SH DFND 4,5 4730652 0 0 Berry Global Group Inc COM 08579W103 1181 16011 SH DFND 5 16011 0 0 BlackRock Capital Investment COM 092533108 20561 5140256 SH DFND 4,5 5140256 0 0 BlackRock Debt Strat Fd Inc COM NEW 09255R202 126 10745 SH DFND 5 10745 0 0 BlackRock TCP Capital Corp COM 09259E108 4967 367689 SH DFND 4 367689 0 0 California Resources Corporation COMMON STOCK 13057Q305 462562 10830308 SH DFND 2* 10830308 0 0 Capital Southwest Corp COM 140501107 1595 63104 SH DFND 5 63104 0 0 CION Investment Corp COM 17259U204 1390 106371 SH DFND 5 106371 0 0 Civitas Resources, Inc. COM NEW 17888H103 7493 153007 SH DFND 4,5 153007 0 0 Clear Channel Outdoor Hldgs COM 18453H106 154824 46774772 SH DFND 3*,6* 46774772 0 0 Coherus Biosciences Inc COM 19249H103 222 13928 SH DFND 5 13928 0 0 Crescent Capital BDC Inc COM 225655109 7520 427245 SH DFND 4 427245 0 0 Delta Air Lines, Inc. COM NEW 247361702 850 21750 SH DFND 5 21750 0 0 Fidus Investment Corp COM 316500107 8832 491187 SH DFND 4,5 491187 0 0 Frontier Communications Parent Inc COM 35909D109 1038199 35205132 SH DFND 3*,6* 35205132 0 0 FS KKR Capital Corp COM 302635206 32089 1532405 SH DFND 4,5 1532405 0 0 Golub Capital BDC Inc COM 38173M102 32903 2131028 SH DFND 4,5 2131028 0 0 Infrastructure and Energy Alternatives Inc COM 45686J104 140220 15241275 SH DFND 3*,6* 15241275 0 0 iShares iBoxx High Yield Corporate Bond ETF COM 464288513 48258 554628 SH DFND 554628 0 0 New Mountain Finance Corp COM 647551100 6703 489295 SH DFND 4 489295 0 0 Oaktree Specialty Lending Corp COM 67401P108 40956 5490077 SH DFND 4,5 5490077 0 0 Occidental Petroleum Corporation COM 674599105 1392 48000 SH DFND 5 48000 0 0 Option Care Health Inc. COM 68404L201 59271 2084059 SH DFND 3*,6* 2084059 0 0 Owl Rock Capital Corp COM 69121K104 39470 2787436 SH DFND 4,5 2787436 0 0 PennantPark Investment Corp COM 708062104 34320 4952393 SH DFND 4,5 4952393 0 0 Rent the Runway, Inc. COM CL A 76010Y103 27610 3387678 SH DFND 2* 3387678 0 0 Runway Growth Finance Corp COM 78163D100 11194 873141 SH DFND 4,5 873141 0 0 Sanderson Farms Inc COM 800013104 1280 6700 SH DFND 5 6700 0 0 Saratoga Investment Corp COM NEW 80349A208 817 27798 SH DFND 5 27798 0 0 Sixth Street Specialty Lending Inc COM 83012A109 6670 285149 SH DFND 4,5 285149 0 0 SLR Investment Corp COM 83413U100 29289 1589219 SH DFND 4,5 1589219 0 0 Stellus Capital Investment Corp COM 858568108 11059 849378 SH DFND 4,5 849378 0 0 Summit Midstream Partners LP COM UNIT LTD 866142409 6030 271628 SH DFND 271628 0 0 Trinity Cap Inc COM 896442308 9892 562692 SH DFND 4,5 562692 0 0 Tutor Perini Corporation COM 901109108 742 60000 SH DFND 5 60000 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 1582 75000 SH DFND 5 75000 0 0 WhiteHorse Fin Inc COM 96524V106 4537 292735 SH DFND 4,5 292735 0 0