Chief Compliance Officer

0001104659-21-108194.txt : 20210823 0001104659-21-108194.hdr.sgml : 20210823 20210823085101 ACCESSION NUMBER: 0001104659-21-108194 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210820 DATE AS OF CHANGE: 20210823 EFFECTIVENESS DATE: 20210820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 IRS NUMBER: 010605583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12990 FILM NUMBER: 211195466 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE 0001259313 XXXXXXXX 03-31-2021 03-31-2021 true 1 RESTATEMENT false ARES MANAGEMENT LLC

2000 Avenue of the Stars 12th Floor Los Angeles CA 90067

13F HOLDINGS REPORT 028-12990 Y In accordance with Special Instruction 9 to Form 13F, fair market value represents the value at the close of trading on the last trading day of the calendar year or quarter, as applicable. *The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities. Miriam G. Krieger Chief Compliance Officer 202-721-6180 /s/ Miriam G. Krieger Arlington VA 08-20-2021 4 41 2275848 false 1 0001620272 028-17046 ACOF Operating Manager IV, LLC 2 0001684171 028-18057 ACOF Investment Management LLC 3 0001683967 028-18943 ASSF Operating Manager IV, L.P. 4 0001462675 028-13594 Ares Enhanced Loan Investment Strategy Advisor IV, L.P. INFORMATION TABLE 2 a21-24921_8informationtable.xml INFORMATION TABLE Ares Cap Corp COM 04010L103 24465 1307564 SH DFND 4 1307564 0 0 ARKO Corp COM 041242108 20973 2110000 SH DFND 2110000 0 0 ARKO Corp *W EXP 12/22/202 041242116 2255 1100000 SH DFND 1100000 0 0 AZEK Co Inc/The CL A 05478C105 1165672 27721090 SH DFND 1* 27721090 0 0 Barings BDC Inc COM 06759L103 32012 3207574 SH DFND 4 3207574 0 0 Berry Global Group Inc COM 08579W103 921 15000 SH DFND 15000 0 0 BlackRock Capital Investment COM 092533108 14184 4233886 SH DFND 4 4233886 0 0 BlackRock Debt Strat Fd Inc COM NEW 09255R202 118 10745 SH DFND 10745 0 0 BlackRock TCP Capital Corp COM 09259E108 1776 128449 SH DFND 4 128449 0 0 California Resources Corporation COMMON STOCK 13057Q305 416836 17324848 SH DFND 2*,3* 17324848 0 0 Capital Southwest Corp COM 140501107 1398 63104 SH DFND 63104 0 0 ChargePoint Holdings Inc. COM CL A 15961R105 1422 53266 SH DFND 53266 0 0 Clear Channel Outdoor Hldgs COM 18453H106 75690 42049772 SH DFND 3* 42049772 0 0 Coherus Biosciences Inc COM 19249H103 203 13928 SH DFND 13928 0 0 Credit Suisse Asset Management Income Fund Inc COM 224916106 315 93062 SH DFND 93062 0 0 Extraction Oil & Gas Inc COM 30227M303 20544 571611 SH DFND 4 571611 0 0 Fidus Investment Corp COM 316500107 11314 727562 SH DFND 4 727562 0 0 FirstEnergy Corp COM 337932107 902 26000 SH DFND 26000 0 0 FS KKR Capital Corp II COM 35952V303 22364 1145130 SH DFND 4 1145130 0 0 FTS International Inc COM NEW CL A 30283W302 22376 904444 SH DFND 4 904444 0 0 Golub Capital BDC Inc COM 38173M102 24367 1666683 SH DFND 4 1666683 0 0 Invesco CurrencyShares Japan JAPANESE YEN 46138W107 8516 100000 SH Put DFND 100000 0 0 Invesco Exch Traded Fd Tr II SR LN ETF 46138G508 4039 182500 SH Put DFND 182500 0 0 iShares TR IBOXX HI YD ETF 464288513 174360 2000000 SH Put DFND 2000000 0 0 KKR Income Opportunities Fd COM 48249T106 587 37100 SH DFND 37100 0 0 Lumen Technologies Inc. COM 550241103 4556 341300 SH Put DFND 341300 0 0 New Mountain Finance Corp COM 647551100 5968 481259 SH DFND 4 481259 0 0 Oaktree Specialty Lending Corp COM 67401P108 25394 4095814 SH DFND 4 4095814 0 0 Option Care Health Inc. COM 68404L201 83234 4691896 SH DFND 3* 4691896 0 0 Owl Rock Capital Corp COM 69121K104 25295 1836984 SH DFND 4 1836984 0 0 PennantPark Investment Corp COM 708062104 18840 3334559 SH DFND 4 3334559 0 0 Saratoga Investment Corp COM NEW 80349A208 1151 45473 SH DFND 45473 0 0 Sixth Street Specialty Lending Inc COM 83012A109 4008 190585 SH DFND 4 190585 0 0 SLR Investment Corp COM 83413U100 21724 1223189 SH DFND 4 1223189 0 0 SLR Senior Investment Corp COM 83416M105 624 42460 SH DFND 42460 0 0 Stellus Capital Investment Corp COM 858568108 10102 795396 SH DFND 4 795396 0 0 Summit Midstream Partners LP COM UNIT LTD 866142409 7107 301528 SH DFND 301528 0 0 Trinity Cap Inc COM 896442308 4445 297893 SH DFND 4 297893 0 0 Tronox Holdings PLC SHS G9087Q102 1373 75033 SH DFND 75033 0 0 Vine Energy Inc CL A 92735P103 962 70000 SH DFND 70000 0 0 WhiteHorse Fin Inc COM 96524V106 13456 887010 SH DFND 4 887010 0 0