0001773383-20-000094.txt : 20200819 0001773383-20-000094.hdr.sgml : 20200819 20200819172026 ACCESSION NUMBER: 0001773383-20-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200817 FILED AS OF DATE: 20200819 DATE AS OF CHANGE: 20200819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Siclen John CENTRAL INDEX KEY: 0001258772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 201117865 MAIL ADDRESS: STREET 1: C/O DYNATRACE HOLDINGS LLC STREET 2: 1601 TRAPELO ROAD, SUITE 116 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER NAME: FORMER CONFORMED NAME: VAN SICLEN JOHN DATE OF NAME CHANGE: 20030806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dynatrace, Inc. CENTRAL INDEX KEY: 0001773383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD, SUITE 116 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-530-1000 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD, SUITE 116 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: Dynatrace Holdings LLC DATE OF NAME CHANGE: 20190410 4 1 wf-form4_159787201270212.xml FORM 4 X0306 4 2020-08-17 0 0001773383 Dynatrace, Inc. DT 0001258772 Van Siclen John C/O DYNATRACE, INC. 1601 TRAPELO ROAD, SUITE 116 WALTHAM MA 02451 1 1 0 0 Chief Executive Officer Common Stock 2020-08-17 4 S 0 4802 37.044 D 1268827 D Common Stock 2020-08-17 4 S 0 49902 37.8668 D 1218925 D Common Stock 2020-08-17 4 S 0 296 38.375 D 1218629 D Common Stock 2020-08-17 4 S 0 7687 36.3777 D 1210942 D Common Stock 502025 I See Footnote Common Stock 3645 I See Footnote This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.36 to $37.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.37 to $38.365, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. Shares held by the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ Craig Newfield, by power of attorney 2020-08-19