0001611988-16-000034.txt : 20160620
0001611988-16-000034.hdr.sgml : 20160620
20160620173334
ACCESSION NUMBER: 0001611988-16-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160616
FILED AS OF DATE: 20160620
DATE AS OF CHANGE: 20160620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 465610118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRANDT THOMAS HOWARD
CENTRAL INDEX KEY: 0001258603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36701
FILM NUMBER: 161722973
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
wf-form4_146645840137788.xml
FORM 4
X0306
4
2016-06-16
0
0001611988
Fifth Street Asset Management Inc.
FSAM
0001258603
BRANDT THOMAS HOWARD
C/O FIFTH STREET (FSAM)
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
1
0
0
0
Option (right to buy)
4.28
2016-06-16
4
A
0
5000
0
A
2021-06-16
Class A Common Stock
5000.0
5000
D
The option will vest, in full, on the earlier to occur of the one-year anniversary of the date of grant and the date that is immediately prior to the first annual meeting of the Issuer's stockholders occurring after the date of grant. The date of grant of the option was June 16, 2016.
/s/ Kerry S. Acocella, as attorney-in-fact for Thomas Howard Brandt
2016-06-20